Fees and Compensation — Form ADV Part 2A (6/27/2022)
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Item 5 – Fees and Compensation
Advisory Services Compensation
DAM receives an annual fee, paid quarterly in advance, based on the gross asset value of a
designated portfolio of assets.
The Client Documents identify all applicable fees. DAM invoices these fees directly to the applicable
DAM Client.
Limited Negotiability of Advisory Fees
The fees paid to DAM by the DAM Client may only be amended by agreement between the parties.
Termination and Fees
The events under which the advisory agreements between DAM and the DAM Client can be
terminated are defined within the Client Documents. Unless otherwise provided in the relevant
Client Documents, any fees which have been paid by the client in advance for the period beyond
the date of termination will be returned to the client.
Brokerage Fees or Costs
Account Minimums and Types of Clients — Form ADV Part 2A (6/27/2022)
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Item 7 – Types of Clients
As noted in Item 4 above, DAM provides non-discretionary investment advisory and asset
management services to an institutional client focused on social infrastructure assets.
AUM Breakdown
Accounts
AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)
0
0.0
(b) Individuals (high net worth individuals)
0
0.0
(c) Banking or thrift institutions
0
0.0
(d) Investment companies
0
0.0
(e) Business development companies
0
0.0
(f) Pooled investment vehicles
0
0.0
(g) Pension and profit sharing plans
0
0.0
(h) Charitable organizations
0
0.0
(i) State or municipal government entities
0
0.0
(j) Other investment advisers
0
0.0
(k) Insurance companies
0
0.0
(l) Sovereign wealth funds and foreign official institutions
0
0.0
(m) Corporations or other businesses not listed above