Delta Wealth Advisors LLC

Item 5: Fees and Compensation

A. Fee Schedule
Investment Advisory Fees
Managed Discretionary Asset Fees for the AUM Model
The Adviser bases its annual investment management fee for managed discretionary
assets upon a percentage (%) of the market value of the assets and the specific types of
investment management services provided. Delta Wealth Advisors charges an annual fee
based on the following fee schedule:

        Total Assets Under Management            Annual Fees
        $1 - $999,999                            1.25%

        $1,000,000 - $2,999,999                  1.00%

        $3,000,000 - $4,999,999                  0.90%

        $5,000,000 - $9,999,999                  0.80%

        $10,000,000 - AND UP                     0.70%

The advisory fee is calculated using the value of the assets in the Account on the last
business day of the prior billing period.

Managed Discretionary Asset Fees for the Net Worth Model

The Adviser bases its annual investment management fee for managed discretionary
assets upon a percentage (%) of your net worth. Delta Wealth Advisors charges an annual
fee based on the following fee schedule:

        Net Worth                                Annual Fees
        First $10,000,000                        0.75%

        Next $10,000,000                         0.50%

        Above $20,000,000                        0.25%

        Minimum Annual Fee                       $15,000

These fees are generally negotiable and the final fee schedule will be memorialized in the
client’s advisory agreement. Clients may terminate the agreement without penalty for a
full refund of Delta Wealth Advisors’ fees within five business days of signing the
Advisory Agreement. Thereafter, clients may terminate the Advisory Agreement
immediately upon written notice. these types of fees will not be charged for business
conducted from, in, or into Tennessee.

 Trailblazer (Subset of Net Worth)          Annual Fee
 Net Worth below $2,000.000                 $1,875 Quarterly Fee

 Minimum Annual Fee                         $7,500

                                            Eligible for Next Generation Clients

In Illinois, unless a client has received the firm’s disclosure brochure at least 48 hours prior
to signing the investment advisory contract, the investment advisory contract may be

terminated by the client within five (5) business days of signing the contract without
incurring any advisory fees. these types of fees will not be charged for business conducted
from, in, or into Tennessee.

Pension Planning Fee

Delta Wealth Advisors uses the value of the account as of the last business day of the
billing period, after taking into account deposits and withdrawals, for purposes of
determining the market value of the assets upon which the advisory fee is based.

For start-up plans as of January 1, 2022, Delta Wealth Advisors will charge $2,500 for 3(21)
Fiduciary Services and $3,500 for 3(38) Fiduciary services annually. A start- up plan is
defined when an employer is developing a new pension plan for its employees, this may
include all recordkeeping, TPA, plan design, etc.

Additional flat fees will be assessed for additional services that are added as the client
may request, these other services may include but are not limited to; educational
workshops, trainings and one on one meetings.
Private Alternative Investments and Other Types of Investment Fees
Expenses related to the ordinary servicing of the Private Alternative Investment Contract
(executed between the client and third-party manager), including but not limited to, fund
Manager under the Contract. Other non-ordinary fees or fees incurred at the direction of
the Client shall be paid by the Client. The fees will not exceed any limit imposed by any
regulatory agency. Specifically, Delta Wealth Advisors may direct clients to third parties
for engagement with them for private alternative investment opportunities. All clients
that will be directed to these investments will be required to prove accredited investor
status.
Sub-Advisor Services
Delta Wealth Advisors’ selected third party managers will debit fees for this service as
disclosed in the executed advisory agreement between the client and the third party
manager. The fees that Delta Wealth Advisors receives for providing investment
management services are separate from the fees charged to clients by third party advisers.
The third party managers we recommend will not directly charge you a higher fee than
they would have charged without us introducing you to them.
Business Advisory Fees

Fixed Fees

Delta Wealth Advisors charges a flat annual fee ranging from $0 to $200,000 for business
advisory services, as set forth in the client’s Business Advisory Agreement. The annual
fee is determined based upon the anticipated scope and complexity of the client’s
business advisory needs and is subject to annual revaluation. If the agreement begins
during a calendar quarter, the client will be charged a prorated fee based on the number
of days remaining in the quarter. Fees charged for business advisory services will not be

duplicative of fees for substantially similar services rendered under a separate advisory
relationship.

Either party may terminate the Business Advisory Agreement, effective immediately, by
written notice. Upon termination, Delta Wealth Advisors will refund prepaid fees
prorated from the date of termination through the end of the quarter for which fees were
prepaid. If the client has not received Delta Wealth Advisors’ Disclosure Brochure at
least 48 hours before executing the agreement, the client has five business days from
execution to terminate the agreement without penalty.

B. Payment of Fees
Payment of Investment Advisory Fees
Delta Wealth Advisors’ investment management fees shall be assessed quarterly, in
advance, based on the asset values as of the day prior to the period being billed. New
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Item 7: Types of Clients
Delta Wealth Advisors generally provides advisory services to the following types of clients:
       ❖      Individuals
       ❖      High-Net-Worth Individuals
       ❖      Corporations or Business Entities
       ❖      Accredited Investors