Integrated Wealth Strategies LLC

Item 5: Fees and Compensation
 Method of Compensation and Fee Schedule
   IWS bases its fees on (1) a percentage of assets under management, (2) hourly fees, and (3)
   fixed planning fees. Fees for these services will be based on a percentage of Assets Under
   Management. Our advisory fees range from 1.50% to 0.25% based on total assets under
   management. This fee excludes any fee charged by an Outside Manager. The annual Fee
   may be negotiable under certain circumstances, i.e., combination of services offered or
   combined family accounts. Accounts within the same household may be combined for a
   reduced fee. Fees are billed monthly or quarterly in arrears based on the amount of assets
   managed as of the close of business on the last business day of each month or quarter. Fees
   are calculated based on total market value of assets in the account. Monthly or Quarterly
   advisory fees deducted from the clients' account by the custodian will be reflected as fees are
   withdrawn.
   Outside Manager Fees
   Outside managers charge a separate advisory or platform fee in addition to IWS’ fee. Please
   refer to the ADV Part 2A of the Outside Manager managing your account(s) for a full description
   of their fees.

   No increase in the annualized fee shall be effective without prior written notification to the
   client. IWS believes our advisory fee is reasonable considering the fees charged by other
   investment advisers offering similar services/programs.
   FINANCIAL PLANNING and CONSULTING
   FIXED FEES
   Financial Planning Services are determined based on the nature of the services begin provided
   and the complexity of each client’s circumstances. All fees are agreed upon prior to entering
   into a contract with the client. Our Financial Planning Fees are calculated and charged on a
   fixed fee, typically $5,000 and may be higher with a maximum fee of $25,000 based on
   complexity and unique client needs. Prior to the planning process the client will be provided
   an estimated plan fee. Services include but are not limited to a thorough review of all
   applicable topics including Wills, Estate Plan/Trusts, Investments, Taxes, and Insurance. The
   payment is due at the commencement of the planning process.

   HOURLY FEES
   Financial Planning Services may be provided based on a minimum hourly fee of $300 based on
   complexity and unique client needs. Prior to the planning process the client will be provided
   an estimated fee. Clients will be billed as services are rendered. An estimate for total hours will
   be determined at the start of the consulting relationship.

                                  Integrated Wealth Strategies, LLC

Client Payment of Fees
   Advisory fees are billed monthly/quarterly in arrears and typically deducted from clients’
   accounts at the Custodian or occasionally billed directly to clients as fees are incurred. Clients
   may select either method, meaning that we invoice the client after the billing period has
   ended. Payment in full is expected upon invoice presentation. We receive written authority
   from the client to directly deduct the fees from the account held at the custodian. The client
   must consent in advance to direct debiting of their investment account.

Additional Fees and Expenses
  In addition to our advisory fees, clients are also responsible for the fees and expenses charged
  by our custodians and imposed by broker dealers as well as fees from third party managers if
  such managers are utilized by the Advisor. Other costs imposed by the custodian may include
  custodial fees, odd-lot differentials, transfer taxes, wire transfer, and electronic fund fees.
  Please see Item 12 below for additional information.
  Mutual funds, money market funds, and exchange-traded funds (ETFs) also charge internal
  management fees, which are disclosed in the fund’s prospectus. These fees may include a
  management fee, upfront sales charges, and other fund expenses.
  IWS does not receive any compensation from these fees, which are in addition to the
  management fee you pay us. You should review all fees charged to fully understand the total
  amount of fees you will pay. We believe the total cost of our services is competitive, and
  services similar to those offered by us may be available elsewhere for more or less than the
  amounts we charge.
  You could invest in securities directly, without our asset management services; however, the
  inherent value of our services encompasses the advisory and planning activities specifically
  designed to help you assess your current financial condition and determine an appropriate
  and durable investment plan based on your objectives and constraints.
  Custodians may charge transaction fees on purchases or sales of certain mutual funds and
  exchange-traded funds. These transaction charges are usually small and incidental to the
  purchase or sale of a security. The selection of the security is more important than the nominal
  fee that the custodian charges to buy or sell the security. Please see Item 12 for additional
  information. Wrap Fee Programs and Separately Managed Account Fees
   Clients participating in separately managed account programs may be charged various
   program fees in addition to the advisory fee charged by our firm. Such fees may include the
   investment advisory fees of the independent advisers, which may be charged as part of a
   wrap fee arrangement. In a wrap fee arrangement, clients pay a single fee for advisory,
   brokerage and custodial services. Client’s portfolio transactions may be executed without
   commission charge in a wrap fee arrangement. In evaluating such an arrangement, the
   client should also consider that, depending upon the level of the wrap fee charged by the
   broker-dealer, the amount of portfolio activity in the client’s account, and other factors, the
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Item 7: Types of Clients
  Description
    IWS generally provides investment advice to high net worth individuals, pension, and
    profit-sharing plans, trusts, estates, or charitable organizations, corporations, or business
    entities.
    Client relationships vary in scope and length of service.

  Account Minimums
    Accounts managed by IWS do not require a minimum to open an account. Accounts
    managed by third party money managers may require a minimum account balance to open
    an account.