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| Happy Holidays!! thanks for using AUM13F!! |
| DFN Management LLC
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| CRD # | 285057 |
| SEC # | 801-129302 |
| CIK # | |
| AUM | $201.0 M (2025-05-02) |
| Employees | 3 (100% Investors, 0% Brokers) |
| Phone | 866-296-4420 |
| Address | 707 N Franklin Street Tampa, FL 33602 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | DFN Alpha 90/10 Fund LP | [2016-08-23] | 140.0 | 140.0 |
| HF | DFN Alpha Advantage Fund LP | [2016-08-23] | 63.0 | 61.0 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 201.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2 | 201.0 |
| By Discretionary | ||
| Discretionary | 2 | 201.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2 | 201.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 201.0 | |
| Total | 2 | 201.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Amol Nirgudkar | 3 | ||
| Nicholas Koen | 2 | ||
| Donald Flagg | 2 | ||
| DFN Management LLC | 2 | ||
| Jeffrey Donaldson | 2 | ||
| DFN A-90/10 Investors LLC | 1 | ||
| DFN A-A Investors LLC | 1 |
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