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| DFN Management LLC
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|---|---|
| CRD # | 285057 |
| SEC # | 801-129302 |
| CIK # | |
| AUM | 241.4 M (2026-03-31) |
| Employees | 6 (33% Investors, 0% Brokers) |
| Phone | 866-296-4420 |
| Address | 608 W Horatio Street Tampa, FL 33606 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | DFN Alpha 90/10 Fund LP | [2016-08-23] | 140.0 M | 136.2 M |
| Filed 2026-01-15 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $60,000 · Remaining Indefinite · Duration More than one year · Commission $301,493 · Net Assets Decline to Disclose | ||||
| HF | DFN Alpha Advantage Fund LP | [2016-08-23] | 89.8 M | 105.2 M |
| Filed 2026-01-15 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $50,000 · Remaining Indefinite · Duration More than one year · Commission $90,897 · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 241.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2 | 241.4 |
| By Discretionary | ||
| Discretionary | 2 | 241.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2 | 241.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 241.4 | |
| Total | 2 | 241.4 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Amol Nirgudkar | Executive Officer | 3 | 2 | |
| Dfn Management LLC | Promoter | 2 | 1 | |
| Nicholas Koen | Executive Officer | 2 | 1 | |
| Donald Flagg | Executive Officer | 2 | 1 | |
| Jeffrey Donaldson | Executive Officer | 2 | 1 | |
| Daniel Feinman | Executive Officer | 2 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | 254900HHZHIAWIMWYF20 |
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