|
⚲
|
| DFN Management LLC
✚
| |
|---|---|
| CRD # | 285057 |
| SEC # | 801-129302 |
| CIK # | |
| AUM | $155.4 MM (2024-05-01) |
| Employees | 3 (100% Investors, 0% Brokers) |
| Phone | 866-296-4420 |
| Address | 707 N Franklin Street Tampa, FL 33602 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | DFN Alpha 90/10 Fund LP | [2016-08-23] | 126.0 | 126.2 |
| HF | DFN Alpha Advantage Fund LP | [2016-08-23] | 29.8 | 29.2 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 155.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2 | 155.4 |
| By Discretionary | ||
| Discretionary | 2 | 155.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2 | 155.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 155.4 | |
| Total | 2 | 155.4 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Amol Nirgudkar | 3 | ||
| Donald Flagg | 2 | ||
| Nicholas Koen | 2 | ||
| DFN Management LLC | 2 | ||
| Jeffrey Donaldson | 2 |
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|---|---|---|
|
M28 Capital Management LP
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|
CT | 0.2 |
|
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NY | 0.2 |
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|
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NJ | 0.2 |
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FL | 0.2 |