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| Little Harbor Advisors LLC
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|
|---|---|
| CRD # | 168700 |
| SEC # | 801-78486 |
| CIK # | 0001539639 |
| AUM | $197.9 MM (2023-03-31) |
| Employees | 14 (64% Investors, 21% Brokers) |
| Phone | 781-639-3000 |
| Address | 30 Doaks Lane Marblehead, MA 01945 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| UVXY | 0.0 | ||
| Holdings by Sector ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | LHA MOTR Long-Short Fund LP | [2022-03-30] | 0.0 | 3.0 |
| HF | LHA Focused Long-Short Fund LP | 2019-03-29 | 3.9 | |
| HF | LHA Market State Fund I LP | [2017-03-31] | 1.9 | 5.6 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 3 | 194.9 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 3.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 197.9 |
| By Discretionary | ||
| Discretionary | 4 | 197.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 197.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 197.9 | |
| Total | 4 | 197.9 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| John Hassett | 12 | ||
| David Lundgren | 10 | ||
| Little Harbor Advisors LLC | 3 | ||
| Little Harbor MSF GP I LLC | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001539639] | |
| 3 | [0001539639] | |
| D | [0001539639] | |
| SC 13G | [0001539639] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Brookstone Capital Management | Little Harbor Advisors LLC | [2023-05-03] |
| Brookstone Capital Management | Little Harbor Advisors LLC | [2023-05-03] |
| Form 3/4/5 Subject | 2011 - 2024 |
|---|---|
| Little Harbor Advisors, LLC | |
| Little Harbor MultiStrategy Composite Fund |
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