Dialectic Capital Management LLC

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Dialectic Capital Management LLC ✚
CRD #	159954
SEC #	801-74028
CIK #	0001411512
AUM
Employees	13 (46% Investors, 0% Brokers)
Phone	212-230-3220
Address	17 State Street New York, NY 10004
Source	[IAPD] [EDGAR] [Website]

Total AUM ($B) Copy

Holdings by Sector ($M)

Type	Form D Funds	Date	Sold	AUM
HF	Narrative Capital LP	[2014-03-31]	7.7 M	12.6 M
	Filed 2015-03-19 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Dialectic Antithesis Offshore Ltd	[2012-02-14]	209.9 M	524.6 M
	Filed 2019-06-05 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Dialectic Antithesis Opportunities Fund LP	[2012-02-14]	56.5 M	34.7 M
	Filed 2010-05-12 (D) · Exemption 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Dialectic Offshore L2 Ltd	2012-02-14		529.1 M

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	0	0.0
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	7	1.1
By Discretionary
Discretionary	7	1.1
Non-Discretionary	0	0.0
Total	7	1.1
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		1.1
Total	7	1.1

Form D Directors	Role	# Filings	# Firms
Scott Dakers	Director	141	35
Inderjit Singh	Director	69	25
John Fichthorn	Executive Officer	49	6
Luke Fichthorn	Executive Officer	9	4
Dialectic Capital Management LP	Executive Officer	7	4
Dialectic Capital Management LLC	Executive Officer	7	4
BR Dialectic Capital Management LLC	Executive Officer	3	2
Loes de Bot	Director	2	2
Michael de Man	Director	2	2
Narrative Capital GP LLC	Executive Officer	1	1

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Dialectic Capital Management LP	Diamedica Therapeutics Inc	[2024-07-08]
Dialectic Capital Management LP	Achieve Life Sciences Inc	[2023-04-18]
Dialectic Capital Management LP	Achieve Life Sciences Inc	[2023-01-20]
Dialectic Capital Management LP	Achieve Life Sciences Inc	[2022-11-21]
Dialectic Capital Management LP	Ranger Energy Services Inc	[2022-05-02]
Dialectic Capital Management LP	Covisint Corp	[2016-06-02]
Dialectic Capital Management LLC	B Riley Financial Inc	[2015-02-17]
Dialectic Capital Management LLC	Ares Commercial Real Estate Corp	[2013-01-31]

Form 3/4/5 Subject	2011 - 2026
Dialectic Life Sciences SPV LLC
Fichthorn John
Dialectic LS Manager LLC
Dialectic Capital Management LP
Dialectic Partners LLC
Achieve Life Sciences Inc
Dialectic Geronimo Manager LLC
Ranger Energy Services Inc
SRS Labs Inc
Fichthorn Luke

Insider Transaction (Form 3/4/5)	Date	Action	Shares	Price	Value ($)
SRS Labs Inc SRSL Common Stock, par value $.001 per share	2012-04-02	Sell	75,000	$7.00	525,000

Assets, Funds, Holdings