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| Dialectic Capital Management LP
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| CRD # | 282074 |
| SEC # | 801-106913 |
| CIK # | 0001411512 |
| AUM | |
| Employees | 3 (33% Investors, 0% Brokers) |
| Phone | 212-230-3220 |
| Address | 450 Lexington Ave New York, NY 10017 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Great American Group Inc | 11.0 | ||
| Weibo Corp | 4.7 | ||
| Babcock & Wilcox Co | 4.5 | ||
| Western Digital Corp | 4.2 | ||
| Venture Global Inc | 3.5 | ||
| Signet Jewelers Ltd | 2.4 | ||
| Intuitive Surgical Inc | 2.3 | ||
| CryoLife Inc | 2.2 | ||
| Immersion Corp | 2.0 | ||
| Marvell Technology Inc | 1.9 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Dialectic Technology SPV LLC | 2025-03-28 | 65.8 M | |
| PE | Dialectic Barrel Finance SPV LLC | [2024-03-22] | 10.5 M | |
| Filed 2024-01-12 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Finder's Fee $100,000 · Revenue Decline to Disclose | ||||
| PE | Dialectic Provable SPV LLC | [2024-03-22] | 26.7 M | |
| Filed 2024-01-12 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Finder's Fee $110,000 · Revenue Decline to Disclose | ||||
| PE | Dialectic Ventiva SPV LLC | [2024-03-22] | 19.5 M | |
| Filed 2023-11-17 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Dialectic BSV SPV LLC | [2023-03-30] | 6.9 M | |
| Filed 2022-10-14 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Dialectic Life Sciences SPV LLC | [2023-03-30] | 8.2 M | 15.4 M |
| Offered $8,200,000 · Filed 2022-11-21 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | SD Investment Partners LLC | [2023-03-30] | 1.1 M | 1.0 M |
| Filed 2022-07-26 (D) · Exemption 506(b) · Minimum $1 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| Other | Dialectic Geronimo SPV LLC | [2022-03-17] | 20.5 M | 28.1 M |
| Filed 2021-10-12 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| RE | Lagan River LP | [2017-03-30] | 8.3 M | 28.2 M |
| Filed 2017-04-19 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | Tidewatch Partners LP | [2015-11-06] | 12.0 M | 1.6 M |
| Filed 2017-04-06 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 4.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 4.9 |
| By Discretionary | ||
| Discretionary | 1 | 4.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1 | 4.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 4.9 | |
| United States Persons | 0.0 | |
| Total | 1 | 4.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Scott Dakers | Director | 141 | 35 | |
| Inderjit Singh | Director | 69 | 25 | |
| John Fichthorn | Director, Executive Officer | 49 | 6 | |
| Luke Fichthorn | Executive Officer | 9 | 4 | |
| Dialectic Capital Management LLC | Executive Officer | 7 | 4 | |
| Dialectic Capital Management LP | Promoter | 7 | 4 | |
| John Barton | Executive Officer | 25 | 2 | |
| Dialectic Ventiva Manager LLC | Promoter | 3 | 2 | |
| Dialectic LS Manager LLC | Promoter | 3 | 2 | |
| Dialectic Bsv Manager LLC | Promoter | 2 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001411512] | |
| 3 | [0001411512] | |
| 4 | [0001411512] | |
| SC 13D | [0001411512] | |
| SC 13G | [0001411512] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
| LEI | 549300S2XFILYVCDWC62 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
SRS Labs Inc SRSL
Common Stock, par value $.001 per share
|
2012-04-02 | Sell | 75,000 | $7.00 | 525,000 |