DKM Wealth Management Inc

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DKM Wealth Management Inc
CRD #316778
SEC #801-127619
CIK #0002055833
AUM 316.8 M (2026-02-27)
Employees 3 (100% Investors, 0% Brokers)
Fees
Minimum
Phone209-800-5855
Address10100 Trinity Parkway
Stockton, CA 95219
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
3502802101407002010201520212027
Fees and Compensation — Form ADV Part 2A (2/27/2026) [Brochure]
Fees and Compensation - Item 5

 Portfolio Management Services
 Our fee for portfolio management services is based on a percentage of the assets in your account and is set forth
 in the following annual fee schedule:

  Assets Under Management                                  Annual Maximum Fee
  Up to $2,000,000                                         1.00%
  $2,000,000 and over                                      0.50%

 Our annual portfolio management fee is billed and payable, quarterly in arrears, based on the average daily
 balance.

DKM Wealth Management, Inc.
Form ADV Part 2A Brochure

 If the portfolio management agreement is executed at any time other than the first day of a calendar quarter, our
 fees will apply on a pro rata basis, which means that the advisory fee is payable in proportion to the number of
 days in the quarter for which you are a client. Our advisory fee is negotiable, depending on individual client
 circumstances.

 At our discretion, we may combine the account values of family members living in the same household to
 determine the applicable advisory fee. For example, we may combine account values for you and your minor
 children, joint accounts with your spouse, and other types of related accounts. Combining account values may
 increase the asset total, which may result in your paying a reduced advisory fee based on the available breakpoints
 in our fee schedule stated above.

 We will deduct our fee directly from your account through the qualified custodian holding your funds and
 securities. We will deduct our advisory fee only when you have given our firm written authorization permitting
 the fees to be paid directly from your account. Further, the qualified custodian will deliver an account statement
 to you at least quarterly. These account statements will show all disbursements from your account. You should
 review all statements for accuracy.

 We encourage you to reconcile our invoices with the statement(s) you receive from the qualified custodian. If you
 find any inconsistent information between our invoice and the statement(s) you receive from the qualified
 custodian, please call our main office number located on the cover page of this Brochure.

 You may terminate the portfolio management agreement upon written notice. You will incur a pro rata charge
 for services rendered prior to the termination of the portfolio management agreement, which means you will
 incur advisory fees only in proportion to the number of days in the quarter for which you are a client.

 Lower fees for comparable services may be available from other sources.

 Management of Held Away Assets
 For held away assets managed through Pontera, Pontera does not offer us the ability to deduct fees from the
 account. As such, fees for the management of held away assets will either be paid directly by the Client or
 deducted from another account that we manage for the Client at the qualified custodian(s) recommended by our
 firm.

 Financial Consulting Services
 We charge an annual fixed fee for financial consulting services that may range up to $15,000 depending on the
 scope of services requested by the client. This fee is typically due in quarterly in arrears installments. Where the
 engagement begins on a day other than the first day of the quarter, the first billing period’s fee will be assessed
 on a pro-rata basis. Our financial consulting fee and payment arrangement are negotiable depending on the scope
 and complexity of the project, your situation, and your financial objectives. In instances where the client has
 engaged our firm for portfolio management services, we will offset the financial consulting service fee by that
 billing period’s portfolio management fee. Clients will be invoiced directly for financial consulting fees or the client
 may authorize us to bill an existing account that we manage under our portfolio management services. Either
 party may terminate the engagement by providing written notice to the other party. Clients will incur a pro rata
 charge for services rendered prior to the termination of the agreement.

 Additional Fees and Expenses
 As part of our investment advisory services to you, we may invest, or recommend that you invest, in mutual funds
 and exchange traded funds. The fees that you pay to our firm for investment advisory services are separate and
 distinct from the fees and expenses charged by mutual funds or exchange traded funds (described in each fund's
 prospectus) to their shareholders. These fees will generally include a management fee and other fund expenses.
 You will also incur transaction charges and/or brokerage fees when purchasing or selling securities. These charges

DKM Wealth Management, Inc.
Form ADV Part 2A Brochure

 and fees are typically imposed by the broker-dealer or custodian through whom your account transactions are
 executed. We do not share in any portion of the brokerage fees/transaction charges imposed by the broker-dealer
 or custodian. To fully understand the total cost you will incur, you should review all the fees charged by mutual
 funds, exchange traded funds, our firm, and others. For information on our brokerage practices, refer to the
 Brokerage Practices section of this brochure.

 Compensation for the Sale of Securities or Other Investment Products
 Daniel Miladinovich, CEO/Owner and Chief Compliance Officer, is a licensed insurance agent; however, Mr.
 Miladinovich is not actively engaged in this capacity. To the extent that Mr. Miladinovich changes this practice
 and receives commission-based compensation from his capacity as an insurance agent, in which case this
 Brochure and other applicable documents will be amended with appropriate disclosure, such compensation
 presents a conflict of interest because Mr. Miladinovich has a financial incentive to sell insurance products to
 you. We address this conflict of interest by recommending insurance products only where we, in good faith,
...
Account Minimums and Types of Clients — Form ADV Part 2A (2/27/2026) [Brochure]
Types of Clients - Item 7

 We typically offer investment advisory services to individuals, high-net worth individuals, pension and profit-
 sharing plans, and corporations or other businesses.

 We do not require a minimum dollar amount to open and maintain an advisory account.

 Methods of Analysis, Investment Strategies and Risk of Loss - Item 8

 Our Methods of Analysis and Investment Strategies
 We may use one or more of the following methods of analysis or investment strategies when providing
 investment advice to you:

DKM Wealth Management, Inc.
Form ADV Part 2A Brochure

 Fundamental Analysis - involves analyzing individual companies and their industry groups, such as a company's
 financial statements, details regarding the company's product line, the experience and expertise of the company's
 management, and the outlook for the company and its industry. The resulting data is used to measure the true
 value of the company's stock compared to the current market value.

 Risk: The risk of fundamental analysis is that information obtained may be incorrect and the analysis may not
 provide an accurate estimate of earnings, which may be the basis for a stock's value. If securities prices adjust
 rapidly to new information, utilizing fundamental analysis may not result in favorable performance.

 Long-Term Purchases - securities purchased with the expectation that the value of those securities will grow over
 a relatively long period of time, generally greater than one year.

 Risk: Using a long-term purchase strategy generally assumes the financial markets will go up in the long-term
 which may not be the case. There is also the risk that the segment of the market that you are invested in or
 perhaps just your particular investment will go down over time even if the overall financial markets advance.
 Purchasing investments long-term may create an opportunity cost - "locking-up" assets that may be better utilized
 in the short-term in other investments.

 Short-Term Purchases - securities purchased with the expectation that they will be sold within a relatively short
 period of time, generally less than one year, to take advantage of the securities' short-term price fluctuations.

 Risk: Using a short-term purchase strategy generally assumes that we can predict how financial markets will
 perform in the short-term which may be very difficult and will incur a disproportionately higher amount of
 transaction costs compared to long-term trading. There are many factors that can affect financial market
 performance in the short-term (such as short-term interest rate changes, cyclical earnings announcements, etc.)
 but may have a smaller impact over longer periods of times.

 Our investment strategies and advice may vary depending upon each client's specific financial situation. As such,
 we determine investments and allocations based upon your predefined objectives, risk tolerance, time horizon,
 financial information, liquidity needs and other various suitability factors. Your restrictions and guidelines may
 affect the composition of your portfolio. It is important that you notify us immediately with respect to any material
 changes to your financial circumstances, including for example, a change in your current or expected income level,
 tax circumstances, or employment status.

 Cash Management
 We manage cash balances in your account based on the yield, and the financial soundness of the money markets
 and other short-term instruments.

 Risk of Loss
 Investing in securities involves risk of loss that you should be prepared to bear. We do not represent or guarantee
 that our services or methods of analysis can or will predict future results, successfully identify market tops or
 bottoms, or insulate clients from losses due to market corrections or declines. We cannot offer any guarantees
 or promises that your financial goals and objectives will be met. Past performance is in no way an indication of
 future performance.

 Other Risk Considerations
 When evaluating risk, financial loss may be viewed differently by each client and may depend on many different
 risks, each of which may affect the probability and magnitude of any potential losses. The following risks may not
 be all-inclusive, but should be considered carefully by a prospective client before retaining our services.

DKM Wealth Management, Inc.
Form ADV Part 2A Brochure

 Liquidity Risk: The risk of being unable to sell your investment at a fair price at a given time due to high volatility
 or lack of active liquid markets. You may receive a lower price or it may not be possible to sell the investment at
 all.

 Credit Risk: Credit risk typically applies to debt investments such as corporate, municipal, and sovereign fixed
 income or bonds. A bond issuing entity can experience a credit event that could impair or erase the value of an
 issuer’s securities held by a client.

 Inflation and Interest Rate Risk: Security prices and portfolio returns will likely vary in response to changes in
 inflation and interest rates. Inflation causes the value of future dollars to be worth less and may reduce the
 purchasing power of a client’s future interest payments and principal. Inflation also generally leads to higher
 interest rates which may cause the value of many types of fixed income investments to decline.

 Horizon and Longevity Risk: The risk that your investment horizon is shortened because of an unforeseen event,
 for example, the loss of your job. This may force you to sell investments that you were expecting to hold for the
 long term. If you must sell at a time that the markets are down, you may lose money. Longevity Risk is the risk of
 outliving your savings. This risk is particularly relevant for people who are retired, or are nearing retirement.

 Recommendation of Particular Types of Securities
 We recommend various types of securities and we do not primarily recommend one particular type of security
...
Sector Form 13F Holdings Value ($M)
Source Capital Inc /DE/ 14.0
Apple Inc 5.8
Amazon Com Inc 1.1
Tesla Motors Inc 1.0
Lockheed Martin Corp 1.0
Nvidia Corp 0.8
Wells Fargo & Co/MN 0.6
 
 
 
 
Holdings by Sector ($M)
14011284562802023202420252027
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 71 25.2
(b) Individuals (high net worth individuals) 103 276.8
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 5 13.6
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 1 1.2
(n) Other 0 0.0
Total 502 316.8
By Discretionary
Discretionary 502 316.8
Non-Discretionary 0 0.0
Total 502 316.8
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 316.8
Total 502 316.8
EDGAR Form CIK 2011 - 2026
13F-HR [0002055833]
Firm Profile (Form ADV)
ServesRetail
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