Doceo Wealth LLC

ITEM 5: FEES AND COMPENSATION

A. FEE SCHEDULE

                          INVESTMENT ADVISORY SERVICES

Upon engagement, Doceo Wealth will charge clients a one-time $2,500.00 account setup fee
and an ongoing investment management fee for its investment advisory services. The
investment management fee is an annual fee based on a percentage of the value of the client’s
assets under management, including all cash and other assets in the account (valued at fair
market value) (the “Account Value”), as follows:

                             Total Assets Under
                                                           Annual Fee
                                Management
                           Less than $1,000,000.00            1.50 %
                        $1,000,000.01 to $2,500,000.00        1.25 %
                           $2,500,000.01 and above            1.00 %

The account setup fee and investment management fee charged is subject to negotiation with
each client based on the client’s characteristics and may differ from client to client.

For 1031 Exchange consulting, Doceo Wealth will charge an additional flat fee not to exceed
$100,000. The specific fee to be charged is based on the scope and complexity of the engagement
with the client and will be outlined in the signed agreement.

     INVESTMENT ADVISORY SERVICES FOR BUSINESS RETIREMENT PLANS

Clients engaging Doceo Wealth for investment advisory services for business retirement plans
will be charged a one-time $2,500.00 account setup fee and an ongoing investment management
fee for its investment advisory services. The investment management fee is an annual fee based
on a percentage of the value of the client’s Account Value as follows:

                             Total Assets Under
                                                           Annual Fee
                                Management
                             Less than $1,000,000             1.00%
                        $1,000,000.01 to $2,500,000.00        0.75%
                         $2,500,000.01 to $5,000,000          0.50%

                              $5,000,000.01 and above              0.35%

The account setup fee and investment management fee charged is subject to negotiation with each
client based on the client’s characteristics and may differ from client to client.

                              FINANCIAL PLANNING SERVICES

 Doceo Wealth’s financial planning services are offered on an annual flat fee basis, which may
 or may not be recurring, as outlined in the Financial Planning Services Agreement. The
 estimated and actual billed fee is based on the scope and complexity of services provided to
 each client. Our annual financial planning fees range from $1,500 to $50,000, and our hourly
 rate of up to $650.00 per hour. Should the scope of services require it, Doceo Wealth may
 charge its clients a separate planning fee for financial product due diligence services. Prior to
 entering into a financial planning agreement, we will establish and disclose to the client all
 applicable fees, fee payment arrangements, and the scope and terms of the engagement. If
 additional services or changes to the engagement are required, Doceo Wealth will notify the
 client as soon as possible to discuss the necessary additional fees. Financial planning services
 fees may be negotiable based on the complexity and scope of the services, as well as the client’s
 financial situation and objectives.

 B. PAYMENT OF FEES

                    INVESTMENT ADVISORY SERVICES
                                  &
      INVESTMENT ADVISORY SERVICES FOR BUSINESS RETIREMENT PLANS

 Unless otherwise specified, fees are charged quarterly in advance. The client’s first billing cycle
 will be prorated based on the date of the funding of their account(s) and the total amount of assets
 managed during their first quarter.

 Payment Processing on Liquid Managed Securities Accounts

 In determining the fee on liquid managed securities accounts, Doceo Wealth will measure the
 value of the client’s assets under management on the last day of the month immediately
 preceding the billing cycle. For liquid managed securities, fees due to Doceo Wealth will be
 deducted by the Firm directly from the client’s account(s) under management and paid to Doceo
 Wealth. The client will provide written authorization permitting the fees to be paid directly
 from the account(s). Both Doceo Wealth’s ASA and the custodial/clearing agreement may
 authorize the custodian to debit the account for Doceo Wealth’s investment advisory services
 fees and to directly remit that fee to Doceo Wealth in compliance with regulatory procedures.

 If the client has multiple accounts under the Firm’s management, the Firm, at the Firm’s
 discretion, may consolidate fees and charge them to one account. For example, if a client owns
 an IRA, a Roth IRA, and a joint account, Doceo Wealth may aggregate the fees for all accounts
 and deduct them from the non-qualified joint account. Additionally, the client may elect to pay

Doceo Wealth by check.

If Doceo Wealth bills the client directly, payment in full is expected upon invoice presentation.
Payment is due within ten (10) days from receipt of invoice. If the client fails to pay their fee
within thirty (30) days of the billing date, Doceo Wealth reserves the right to charge interest at
the highest rate permitted by law, and the Firm shall be entitled to reimbursement of its costs
of collecting such fees and interest, including reasonable attorneys’ fees, on all outstanding fees
and interest due to Doceo Wealth.

Payment Processing on Illiquid Direct Participation Program Accounts

In determining the fee on illiquid Direct Participation Program (DPP) accounts, Doceo Wealth
captures the value of the investment or fund as reported by the investment sponsor on the last
day of the month immediately preceding the billing cycle. These unaudited net asset values
...

ITEM 7: TYPES OF CLIENTS

Doceo Wealth generally provides investment advisory services to individuals, high net-
worth individuals, pension and profit-sharing plans, trustees or other fiduciaries, and other
businesses.

The Firm requires clients to have a $500,000.00 minimum invested account balance (or
aggregated account balance) to establish or maintain a client relationship with the Firm.
Doceo Wealth may reduce or waive this requirement at its sole discretion.