Dominion Portfolio Management Inc

Item 5 Fees and Compensation
Portfolio Management Services
Our annual fee for portfolio management services is equal to 2.65% of the market value of your assets
under our management. Assets in each of your account(s) are included in the fee assessment unless
specifically identified in writing for exclusion. Advisory fees will be billed quarterly in advance of the
services provided. Amounts are based on the portfolio value on the last day of the previous quarter.
For accounts that are opened or closed during a calendar quarter, the fee payable will be pro-rated for

the period. Our fees are negotiable.

At our discretion, we may combine the account values of family members living in the same household
to determine the applicable advisory fee. For example, we may combine account values for you and
your minor children, joint accounts with your spouse, and other types of related accounts.

We will deduct our fee directly from your account through the qualified custodian holding your funds
and securities. We will deduct our advisory fee only when you have given our firm written authorization
permitting the fees to be paid directly from your account. Further, the qualified custodian will deliver an
account statement to you at least quarterly. These account statements will show all disbursements
from your account. You should review all statements for accuracy.

DPM or the client may terminate an advisory contract with ten (10) days written notice to the other
party. In cases where the account is terminated, all pre-paid and unearned advisory fees will be
promptly refunded to the client. The refund of a fee is determined as follows: the daily rate is calculated
by dividing the quarterly fee by the number of days in the quarter. The refund is equal to the daily rate
times the number of days remaining in the quarter including the day of notice from the client.

Additional Fees and Expenses
As part of our investment advisory services to you, we may invest, or recommend that you invest, in
mutual funds and exchange traded funds. The fees that you pay to our firm for investment advisory
services are separate and distinct from the fees and expenses charged by mutual funds or exchange
traded funds (described in each fund's prospectus) to their shareholders. These fees will generally
include a management fee and other fund expenses. You will also incur transaction charges and/or
brokerage fees when purchasing or selling securities. These charges and fees are typically imposed by
the broker-dealer or custodian through whom your account transactions are executed. We do not
share in any portion of the brokerage fees/transaction charges imposed by the broker-dealer or
custodian. To fully understand the total cost you will incur, you should review all the fees charged by
mutual funds, exchange traded funds, our firm, and others. For information on our brokerage practices,
refer to the Brokerage Practices section of this brochure.

Compensation for the Sale of Securities or Other Investment Products
Persons providing investment advice on behalf of our firm are registered representatives with our
affiliated broker-dealer, Calton & Associates, Inc., a securities broker-dealer, and a member of the
Financial Industry Regulatory Authority and the Securities Investor Protection Corporation. In their
capacity as registered representatives, these persons receive compensation in connection with the
purchase and sale of securities or other investment products, including asset-based sales charges,
service fees or 12b-1 fees, for the sale or holding, of mutual funds. Compensation earned by these
persons in their capacities as registered representatives is separate and in addition to our advisory
fees. This practice presents a conflict of interest because persons providing investment advice to
advisory clients on behalf of our firm who are registered representatives have an incentive to
recommend investment products based on the compensation received rather than solely based on
your needs. Persons providing investment advice to advisory clients on behalf of our firm can select or
recommend mutual fund investments in share classes that pay 12b-1 fees when clients are eligible to
purchase share classes of the same funds that do not pay such fees and are less expensive. This
presents a conflict of interest. You are under no obligation, contractually or otherwise, to purchase
securities products through any person affiliated with our firm who receives compensation described
above.

We have a fiduciary duty to act in our client’s best interest including the duty to seek best execution.
Therefore, our mutual fund selection and recommendation process takes into consideration several
factors in order to meet this requirement. See the Brokerage Practices section for additional
information on our mutual fund share class selection process.

We may recommend that you purchase variable annuities to be included in your investment
portfolio(s). Persons providing investment advice on behalf of our firm may earn commissions on the
sale of the variable annuities in their capacity as registered representatives of Calton & Associates,
Inc.. If these persons earn commission on the sale of variable annuities recommended to you, we will
not include the annuity accounts in the total value used for our advisory billing/fee computation for a
two-year period of time after the annuity contract is sold. After the two-year period, the value of the
annuity sub accounts will be added to the value of your total assets for billing purposes. Annuities will
be purchased for your account only after you receive a prospectus disclosing the terms of the annuity.
You are under no obligation, contractually or otherwise, to purchase variable annuities through any
person affiliated with our firm.

Persons providing investment advice on behalf of our firm are licensed as independent insurance
...

Item 7 Types of Clients
Description
DPM may provide investment advice to individuals, high net worth individuals and businesses. Client
relationships vary in scope and length of service.

In general, we require a minimum of $50,000 to open and maintain an advisory account. At our
discretion, we may waive this minimum account size. For example, we may waive the minimum if you
appear to have significant potential for increasing your assets under our management.

We may also combine account values for you and your minor children, joint accounts with your
spouse, and other types of related accounts to meet the stated minimum.