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| Keyboard |
| Duggan Robert W
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|---|---|
| CRD # | 170471 |
| SEC # | 801-80082 |
| CIK # | 0001055919 |
| AUM | |
| Employees | 1 (100% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 503-720-3175 |
| Address | 1740 Gulf Blvd Belleair Beach, FL 33786 |
| Source | [IAPD] [EDGAR] |
| Total AUM ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 48 | 3.0 |
| By Discretionary | ||
| Discretionary | 15 | 2.9 |
| Non-Discretionary | 33 | 0.1 |
| Total | 48 | 3.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 3.0 | |
| Total | 48 | 3.0 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001055919] | |
| 4 | [0001055919] | |
| 5 | [0001055919] | |
| SC 13D | [0001055919] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $2.9B |
| Serves | Institutional, Retail |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Duggan Robert W | |
| Pulse Biosciences Inc | |
| Summit Therapeutics Inc | |
| Achaogen Inc | |
| Pharmacyclics Inc |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Summit Therapeutics Inc SMMT
Stock Option (right to buy) · derivative
|
2026-01-02 | Grant | 11,232 | $8.76 | 98,392 |
|
Summit Therapeutics Inc SMMT
Common Stock
|
2025-10-21 | Grant | 266,808 | $18.74 | 4,999,982 |
|
Summit Therapeutics Inc SMMT
Common Stock
|
2025-10-21 | Grant | 13,980,789 | $18.74 | 261,999,986 |
|
Summit Therapeutics Inc SMMT
Common Stock
|
2025-10-21 | Buy | 26,680 | $18.74 | 499,983 |
|
Pulse Biosciences Inc PLSE
Stock Option (right to buy) · derivative
|
2025-08-15 | Grant | 30,000 | $0.00 | |
|
Pulse Biosciences Inc PLSE
Stock Option (right to buy) · derivative
|
2025-08-15 | Grant | 20,792 | $0.00 | |
|
Summit Therapeutics Inc SMMT
Common Stock
|
2025-05-30 | Option exercise | 74,545 | $2.64 | 196,799 |
|
Summit Therapeutics Inc SMMT
Stock Option (right to buy) · derivative
|
2025-05-30 | Option exercise | 74,545 | $0.00 | |
|
Summit Therapeutics Inc SMMT
Stock Option (right to buy) · derivative
|
2025-04-29 | Grant | 400,000 | ||
|
Summit Therapeutics Inc SMMT
Stock Option (right to buy) · derivative
|
2025-04-29 | Grant | 9,590,558 | ||
|
Summit Therapeutics Inc SMMT
Stock Option (right to buy) · derivative
|
2025-04-29 | Grant | 1,040,000 | ||
|
Summit Therapeutics Inc SMMT
Common Stock
|
2025-04-08 | Option exercise | 3,985,055 | $1.58 | 6,296,387 |
|
Summit Therapeutics Inc SMMT
Warrant (right to buy) · derivative
|
2025-04-08 | Option exercise | 3,985,055 | $0.00 | |
|
Summit Therapeutics Inc SMMT
Stock Option (right to buy) · derivative
|
2025-01-02 | Grant | 10,724 | $9.18 | 98,446 |
|
Pulse Biosciences Inc PLSE
Common Stock
|
2024-12-18 | Option exercise | 5,187,824 | $11.00 | 57,066,064 |
|
Pulse Biosciences Inc PLSE
Common Stock
|
2024-12-18 | Option exercise | 69,020 | $11.00 | 759,220 |
|
Pulse Biosciences Inc PLSE
Common Stock
|
2024-12-18 | Option exercise | 49,312 | $11.00 | 542,432 |
|
Pulse Biosciences Inc PLSE
Warrants (right to buy) · derivative
|
2024-12-18 | Option exercise | 34,510 | ||
|
Pulse Biosciences Inc PLSE
Warrants (right to buy) · derivative
|
2024-12-18 | Option exercise | 34,510 | ||
|
Pulse Biosciences Inc PLSE
Warrants (right to buy) · derivative
|
2024-12-18 | Option exercise | 24,656 | ||
| showing 20 of 200 most recent transactions | |||||