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| I'm in the process of updating the data!! apologies for any slow speeds! |
| DWM Asset Management LLC
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| CRD # | 143224 |
| SEC # | 801-67853 |
| CIK # | |
| AUM | $574.2 MM (2025-03-31) |
| Employees | 32 (88% Investors, 12% Brokers) |
| Phone | 203-655-5453 |
| Address | 100 First Stamford Place Stamford, CT 06902 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| Other | DWM SDGS Credit Fund A Sub-Fund of DWM Income Funds SCA - SICAV SIF | 2021-03-24 | 237.4 | |
| PE | DWM Inclusive Finance Equity Fund II A Sub-Fund of DWM Funds SCA - SICAV SIF | 2014-03-26 | 18.4 | |
| PE | DWM Microfinance Equity Fund I A Sub-Fund of DWM Funds SCA - SICAV SIF | 2012-03-29 | 1.8 | |
| Other | The DWM Microfinance Fund A Sub-Fund of DWM Income Funds SCA - SICAV SIF | [2012-03-29] | 36.2 | 0.3 |
| Other | The DWM Microfinance Fund J A Sub-Fund of DWM Income Funds SCA - SICAV SIF | 2012-03-29 | 14.4 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 574.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 8 | 574.2 |
| By Discretionary | ||
| Discretionary | 2 | 20.2 |
| Non-Discretionary | 6 | 554.0 |
| Total | 8 | 574.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 574.2 | |
| United States Persons | 0.0 | |
| Total | 8 | 574.2 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Peter Johnson | 48 | ||
| Catherine Koch | 2 | ||
| Judy Kirstkolkman | 1 | ||
| Jeanrobert Bartolini | 1 | ||
| Serge Dorazio | 1 | ||
| NA Dwm Funds Sarl | 1 | ||
| Alain Renard | 1 |
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|---|---|---|
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ATW Partners LLC
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Axial Reade Capital LP
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SF Equity Partners Management LLC
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CA | 0.6 |
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Bayhawk Capital LP
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Peakview Management LLC
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CA | 0.6 |
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MSP Sports Advisors LLC
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NY | 0.6 |