|
⚲
|
| Keyboard |
| DWM Asset Management LLC
✚
|
|
|---|---|
| CRD # | 143224 |
| SEC # | 801-67853 |
| CIK # | |
| AUM | 645.0 M (2026-03-30) |
| Employees | 36 (89% Investors, 11% Brokers) |
| Phone | 203-655-5453 |
| Address | 100 First Stamford Place Stamford, CT 06902 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | DWM SDGS Credit Fund A Sub-Fund of DWM Income Funds SCA - SICAV SIF | 2021-03-24 | 262.7 M | |
| PE | DWM Inclusive Finance Equity Fund II A Sub-Fund of DWM Funds SCA - SICAV SIF | 2014-03-26 | 10.2 M | |
| PE | DWM Microfinance Equity Fund I A Sub-Fund of DWM Funds SCA - SICAV SIF | 2012-03-29 | 0.5 M | |
| Other | The DWM Microfinance Fund A Sub-Fund of DWM Income Funds SCA - SICAV SIF | [2012-03-29] | 36.2 M | 0.3 M |
| Filed 2013-03-12 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Finder's Fee $325,145 · Net Assets $25,000,001 - $50,000,000 | ||||
| Other | The DWM Microfinance Fund J A Sub-Fund of DWM Income Funds SCA - SICAV SIF | 2012-03-29 | 14.4 M | |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 645.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 5 | 645.0 |
| By Discretionary | ||
| Discretionary | 1 | 10.7 |
| Non-Discretionary | 4 | 634.3 |
| Total | 5 | 645.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 645.0 | |
| United States Persons | 0.0 | |
| Total | 5 | 645.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Peter Johnson | Executive Officer | 49 | 3 | |
| Catherine Koch | Executive Officer | 2 | 2 | |
| NA Dwm Funds Sarl | Executive Officer | 1 | 1 | |
| Judy Kirst-Kolkman | Executive Officer | 1 | 1 | |
| Serge D'Orazio | Executive Officer | 1 | 1 | |
| Jean-Robert Bartolini | Executive Officer | 1 | 1 | |
| Alain Renard | Executive Officer | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Clients | 1 (100 non-US) |
| Serves | Institutional |
| Fund Types | Private Equity |
| Comparable Firms | State | AUM |
|---|---|---|
|
ACM Management Company LLC
✚
|
OR | 650.1 M |
|
Rosecliff Venture Management LLC
✚
|
NY | 649.8 M |
|
Peakview Management LLC
✚
|
CA | 646.4 M |
|
SSW Partners LP
✚
|
NY | 646.4 M |
|
GPB Capital Holdings LLC
✚
|
CT | 646.2 M |
|
McGinty Road Partners LP
✚
|
MN | 646.0 M |
|
Cadent Management Services LLC
✚
|
NY | 643.5 M |
|
SightLine Partners LLC
✚
|
MN | 642.8 M |
|
Equilibrium Capital Investment Management LLC
✚
|
OR | 642.6 M |
|
Eve Partners LLC
✚
|
FL | 641.3 M |