Equilibrium Capital Investment Management LLC

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Equilibrium Capital Investment Management LLC
CRD #182520
SEC #801-96301
CIK #0001525776, 0001540669
AUM 642.6 M (2026-04-24)
Employees 16 (31% Investors, 12% Brokers)
Fees
Minimum
Phone971-352-8430
Address151 SW 1st Avenue
Portland, OR 97204
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
1500120090060030002010201520212027
Fees and Compensation — Form ADV Part 2A (4/24/2026) [Brochure]
ITEM 5. FEES AND COMPENSATION

ECIM’s Fees: ECIM clients generally pay ECIM or its affiliates a management fee or other fees, which will be
calculated as provided in the client’s own governing documents and will be fully disclosed to our clients’ investors.
Our parent or its other affiliates will at times also directly or indirectly participate in the clients’ business. There are
several forms that participation may take, and it may include elements that are the same as, and elements
subordinated to, the returns of other investors. The management or other fees are paid directly from each client in
accordance with the operating or partnership agreements and investment advisory agreements between ECIM and
the general partner or managing member of each of our clients. (Item 6 provides more information about
Account Minimums and Types of Clients — Form ADV Part 2A (4/24/2026) [Brochure]
ITEM 7. TYPES OF CLIENTS

We provide investment management services to Equilibrium-affiliated clients that operate as private funds,
companies, project pools, or project finance. See Item 4 of this Brochure. Although Equilibrium does sponsor pilot
and other smaller funds, ECIM typically advises only institutional-scale funds, namely those anticipated to secure at
least $100 million in outside investor capital.
Type Form D Funds Date Sold AUM
Other We Investor I LLC [2022-03-31] 27.0 M 34.6 M
Offered $27,000,000 · Filed 2022-04-12 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
Other Controlled Environment Foods Fund II LLC [2020-03-30] 1,029.5 M 534.8 M
Filed 2022-02-07 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other Controlled Environment Foods Fund LLC [2019-03-14] 65.9 M
Offered $250,000,000 · Filed 2018-03-29 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $250,000,000 · Duration One year or less · Net Assets Decline to Disclose
Other Water & Wastewater Opportunity Fund II LLC [2019-03-14] 3.3 M 2.8 M
Offered $3,390,000 · Filed 2018-11-21 (D) · Exemption 506(b) · Minimum $25,000 · Remaining $50,000 · Duration One year or less · Revenue Decline to Disclose
Other Wastewater Opportunity Fund LLC 2015-05-08 7.4 M
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 4 642.6
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 4 642.6
By Discretionary
Discretionary 4 642.6
Non-Discretionary 0 0.0
Total 4 642.6
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 642.6
Total 4 642.6
Form D Directors Role # Filings # Firms 2011 - 2026
Richard Slaven Executive Officer 130 4
William Campbell Executive Officer 42 3
John Baker Executive Officer 33 2
David Chen Executive Officer 31 2
R Amis Executive Officer 4 2
Marco de Bruin Executive Officer 4 2
John Pierrepont Executive Officer 3 1
Eqcef II GP LLC Director 1 1
Eqcef II LLC Director 1 1
Christine Lam Executive Officer 1 1
View All
EDGAR Form CIK 2011 - 2026
D [0001525776]
D [0001540669]
Firm Profile (Form ADV)
Discretionary AUM$0.3B
ServesInstitutional
Fund TypesPrivate Equity
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