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| Equilibrium Capital Investment Management LLC
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| CRD # | 182520 |
| SEC # | 801-96301 |
| CIK # | 0001525776, 0001540669 |
| AUM | 642.6 M (2026-04-24) |
| Employees | 16 (31% Investors, 12% Brokers) |
| Fees | |
| Minimum | |
| Phone | 971-352-8430 |
| Address | 151 SW 1st Avenue Portland, OR 97204 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (4/24/2026) [Brochure] |
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ITEM 5. FEES AND COMPENSATION ECIM’s Fees: ECIM clients generally pay ECIM or its affiliates a management fee or other fees, which will be calculated as provided in the client’s own governing documents and will be fully disclosed to our clients’ investors. Our parent or its other affiliates will at times also directly or indirectly participate in the clients’ business. There are several forms that participation may take, and it may include elements that are the same as, and elements subordinated to, the returns of other investors. The management or other fees are paid directly from each client in accordance with the operating or partnership agreements and investment advisory agreements between ECIM and the general partner or managing member of each of our clients. (Item 6 provides more information about |
| Account Minimums and Types of Clients — Form ADV Part 2A (4/24/2026) [Brochure] |
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ITEM 7. TYPES OF CLIENTS We provide investment management services to Equilibrium-affiliated clients that operate as private funds, companies, project pools, or project finance. See Item 4 of this Brochure. Although Equilibrium does sponsor pilot and other smaller funds, ECIM typically advises only institutional-scale funds, namely those anticipated to secure at least $100 million in outside investor capital. |
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | We Investor I LLC | [2022-03-31] | 27.0 M | 34.6 M |
| Offered $27,000,000 · Filed 2022-04-12 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose | ||||
| Other | Controlled Environment Foods Fund II LLC | [2020-03-30] | 1,029.5 M | 534.8 M |
| Filed 2022-02-07 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Controlled Environment Foods Fund LLC | [2019-03-14] | 65.9 M | |
| Offered $250,000,000 · Filed 2018-03-29 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $250,000,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| Other | Water & Wastewater Opportunity Fund II LLC | [2019-03-14] | 3.3 M | 2.8 M |
| Offered $3,390,000 · Filed 2018-11-21 (D) · Exemption 506(b) · Minimum $25,000 · Remaining $50,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| Other | Wastewater Opportunity Fund LLC | 2015-05-08 | 7.4 M | |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 642.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 642.6 |
| By Discretionary | ||
| Discretionary | 4 | 642.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 642.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 642.6 | |
| Total | 4 | 642.6 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Richard Slaven | Executive Officer | 130 | 4 | |
| William Campbell | Executive Officer | 42 | 3 | |
| John Baker | Executive Officer | 33 | 2 | |
| David Chen | Executive Officer | 31 | 2 | |
| R Amis | Executive Officer | 4 | 2 | |
| Marco de Bruin | Executive Officer | 4 | 2 | |
| John Pierrepont | Executive Officer | 3 | 1 | |
| Eqcef II GP LLC | Director | 1 | 1 | |
| Eqcef II LLC | Director | 1 | 1 | |
| Christine Lam | Executive Officer | 1 | 1 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| D | [0001525776] | |
| D | [0001540669] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.3B |
| Serves | Institutional |
| Fund Types | Private Equity |
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