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| East Rock Capital LLC
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| |
|---|---|
| CRD # | 157433 |
| SEC # | 801-73320 |
| CIK # | 0001427448 |
| AUM | $3.6 BB (2024-07-15) |
| Employees | 36 (39% Investors, 0% Brokers) |
| Phone | 212-630-5000 |
| Address | 65 East 55th Street New York, NY 10022 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | East Rock EAI Fund LLC - Series B | [2023-03-27] | 21.8 | 23.9 |
| PE | East Rock EAI Fund LLC - Series A | [2021-03-26] | 9.5 | 46.7 |
| HF | East Rock Oren Fund LP | [2021-03-26] | 40.0 | 236.1 |
| HF | East Rock Tivoli Fund LP | [2021-03-26] | 0.0 | 107.6 |
| HF | East Rock Victoria Fund LP | [2016-03-28] | 39.0 | 252.2 |
| HF | East Rock DJMD Fund LP | [2015-03-27] | 0.0 | 505.0 |
| HF | East Rock Granite Fund LP | [2015-03-27] | 0.0 | 408.1 |
| PE | Er-Ranger LLC | 2015-03-27 | 0.0 | |
| HF | East Rock Lorelei Fund LP | [2014-03-26] | 0.0 | 310.6 |
| HF | East Rock Charitable Fund LP | [2012-02-10] | 0.0 | 124.8 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 8 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 13 | 3.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 13 | 3.6 |
| By Discretionary | ||
| Discretionary | 13 | 3.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 13 | 3.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 3.6 | |
| Total | 13 | 3.6 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Adam Shapiro | 19 | ||
| Graham Duncan | 3 | ||
| East Rock Capital LLC | 1 | ||
| East Rock Capital GP LLC | 1 | ||
| D Partners Management LLC | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 3 | [0001427448] | |
| 4 | [0001427448] | |
| SC 13G | [0001427448] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| East Rock Capital LLC | Bay Bancorp Inc | [2014-07-02] |
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|---|---|---|
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