Filed 2026-03-17 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
AUM Breakdown
Accounts
AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)
5
0.0
(b) Individuals (high net worth individuals)
295
5.8
(c) Banking or thrift institutions
0
0.0
(d) Investment companies
1
0.1
(e) Business development companies
0
0.0
(f) Pooled investment vehicles
2
0.1
(g) Pension and profit sharing plans
0
0.0
(h) Charitable organizations
12
0.3
(i) State or municipal government entities
2
0.1
(j) Other investment advisers
3
0.0
(k) Insurance companies
0
0.0
(l) Sovereign wealth funds and foreign official institutions
0
0.0
(m) Corporations or other businesses not listed above