Efficient Capital Management LLC

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Assets, Funds, Holdings

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Efficient Capital Management LLC
CRD #287958
SEC #801-111824
CIK #
AUM 1,156.5 M (2026-03-06)
Employees 29 (45% Investors, 0% Brokers)
Phone630-657-6800
Address4355 Weaver Parkway
Warrenville, IL 60555-4060
Source [IAPD] [Website] [LinkedIn]
Total AUM ($M)
120096072048024002010201520212027
Type Form D Funds Date Sold AUM
HF Efficient US Funds LLC - Gemstone-Enhanced Multi-Asset Series [2024-03-28] 30.5 M 290.8 M
Filed 2024-05-02 (D) · Exemption 506(b) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 1 179.3
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 12 977.2
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 13 1,156.5
By Discretionary
Discretionary 13 1,156.5
Non-Discretionary 0 0.0
Total 13 1,156.5
By Non-United States Persons
Non-United States Persons 798.8
United States Persons 357.7
Total 13 1,156.5
Form D Directors Role # Filings # Firms 2011 - 2026
Ernest Jaffarian Executive Officer 11 2
Efficient Capital Management LLC Executive Officer 9 2
Firm Profile (Form ADV)
Discretionary AUM$0.9B
ServesInstitutional
Fund TypesHedge Fund
LEI549300ZVQHHF254YW908
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