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| Empire Capital Management LLC
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|---|---|
| CRD # | 161285 |
| SEC # | 801-74062 |
| CIK # | 0001321711, 0001755085 |
| AUM | |
| Employees | 10 (50% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 203-454-1019 |
| Address | One Gorham Island Westport, CT 06880 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Intuit Inc | 2.1 | ||
| Microsoft Corp | 2.0 | ||
| Amazon Com Inc | 1.6 | ||
| Alphabet Inc | 1.6 | ||
| CACI International Inc /DE/ | 1.2 | ||
| Copart Inc | 1.1 | ||
| Autodesk Inc | 1.0 | ||
| Cogent Communications Group Inc | 0.8 | ||
| Twilio Inc | 0.4 | ||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Empire Capital Partners Enhanced Master Fund Ltd | [2012-02-14] | 150.4 M | 148.7 M |
| Filed 2015-01-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $579,198 · Net Assets Decline to Disclose | ||||
| HF | Empire Capital Partners LP | 2012-02-14 | 208.1 M | |
| HF | Empire Capital Partners Ltd | 2012-02-14 | 123.1 M | |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 9 | 479.9 |
| By Discretionary | ||
| Discretionary | 9 | 479.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 9 | 479.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 479.9 | |
| Total | 9 | 479.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Scott Lennon | Director | 163 | 37 | |
| Georgia Prinsloo | Director | 156 | 37 | |
| Lisa Alexander | Director | 75 | 17 | |
| Scott Fine | Director | 5 | 3 | |
| Empire Capital Management LLC | Promoter | 4 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001321711] | |
| 3 | [0001321711] | |
| 4 | [0001321711] | |
| SC 13G | [0001321711] | |
| D | [0001755085] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Hedge Fund |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Sonus Networks Inc SONS
Common Stock, par value $0.001
|
2014-05-23 | Disposed to issuer | 1,994,000 | $3.63 | 7,238,220 |
|
Sonus Networks Inc SONS
Put Option (obligation to buy) · derivative
|
2013-12-13 | Sell | 1,924 | $0.46 | 885 |
|
Sonus Networks Inc SONS
Common stock, par value $0.001
|
2013-12-13 | Sell | 285,328 | $2.76 | 787,505 |
|
Sonus Networks Inc SONS
Common Stock
|
2013-09-04 | Sell | 17,316 | $3.50 | 60,606 |
|
Sonus Networks Inc SONS
Common Stock
|
2013-09-03 | Sell | 483,692 | $3.52 | 1,702,596 |
|
Sonus Networks Inc SONS
Common Stock
|
2013-08-26 | Sell | 741,734 | $3.54 | 2,625,738 |
|
Sonus Networks Inc SONS
Common Stock
|
2013-08-23 | Disposed to issuer | 3,040,350 | $3.50 | 10,641,225 |
|
Keynote Systems Inc KEYN
Common Stock
|
2013-08-22 | Tender | 1,800,000 | $20.00 | 36,000,000 |
|
Sonus Networks Inc SONS
Call Option (obligation to sell) · derivative
|
2013-07-31 | Sell | 919 | $54.03 | 49,654 |
|
Sonus Networks Inc SONS
Common Stock
|
2013-07-31 | Sell | 232,172 | $3.43 | 796,350 |
|
Sonus Networks Inc SONS
Common Stock
|
2013-07-30 | Sell | 43,532 | $3.44 | 149,750 |
|
Sonus Networks Inc SONS
Call Option (obligation to sell) · derivative
|
2013-07-30 | Sell | 48 | $60.00 | 2,880 |
|
Sonus Networks Inc SONS
Common Stock
|
2013-07-30 | Sell | 14,511 | $3.45 | 50,063 |
|
Sonus Networks Inc SONS
Common Stock
|
2013-07-30 | Sell | 2,902,151 | $3.42 | 9,925,356 |
|
Sonus Networks Inc SONS
Common Stock
|
2013-07-18 | Sell | 6,154 | $3.33 | 20,493 |
|
Sonus Networks Inc SONS
Common Stock
|
2013-07-18 | Sell | 6,478 | $3.32 | 21,507 |
|
Sonus Networks Inc SONS
Common Stock
|
2013-07-17 | Sell | 3,500,000 | $3.30 | 11,550,000 |
|
Keynote Systems Inc KEYN
Common Stock
|
2013-07-09 | Sell | 50,000 | $19.96 | 998,000 |
|
Keynote Systems Inc KEYN
Common Stock
|
2013-07-09 | Sell | 150,000 | $19.99 | 2,998,500 |
|
Keynote Systems Inc KEYN
Common Stock
|
2013-07-08 | Sell | 200,000 | $19.99 | 3,998,000 |
| showing 20 of 72 most recent transactions | |||||