Equita Financial Network Inc

Item 5: Fees and Compensation
Please note, unless a client has received the firm’s disclosure brochure at least 48 hours prior to signing the
investment advisory contract, the investment advisory contract may be terminated by the client within five
(5) business days of signing the contract without incurring any advisory fees. How we are paid depends on
the type of advisory service we are performing. Please review the fee and compensation information below.

Financial Consulting
Financial consulting consists of an ongoing fee that is paid quarterly, in advance, at a rate up to $7,500.00
per quarter. The fee may be negotiable in certain cases, and clients may choose to pay the fee monthly as
well. This service may be terminated with 30 days’ notice. Upon termination of any account, the fee will be
prorated and any unearned fee will be refunded to the client. The client will receive an invoice and payment
can be either made by check or with direct deposit (ACH) through a third-party payment processor.

Financial Planning Fixed Fee
Financial Planning is also offered on a fixed fee basis. The fixed fee will be agreed upon before the start of
any work. The fixed fee will not exceed $10,000.00, per plan. The fee is negotiable with payment structure
agreed to in the financial planning agreement. However, Equita will not bill an amount above $500.00 more
than 6 months in advance. The client will receive an invoice and payment can be either made by check or
with direct deposit (ACH) through a third-party payment processor. In the event of early termination, the
fee will be prorated depending on work completed multiplied by the agreed upon hourly rate, and any
unearned fee will be refunded to the client. In the case of an initial deposit, if the initial deposit is greater
than the amount billed, then the client will be refunded the difference. If the initial deposit is less, then the
client will be billed the difference.

Financial Planning Hourly Fee
Financial Planning fee is an hourly rate will not exceed $500.00 per hour, depending on complexity and
client’s needs. The fee may be negotiable in certain cases. The fee is paid in advance. The client will receive
an invoice and payment can be made by check or with direct deposit (ACH) through a third-party payment
processor. Equita will not bill an amount above $500.00 more than 6 months in advance. In the event of
early termination by client, the fee will be prorated, and any unearned fee will be refunded to the client.

Investment Management Services
For clients receiving Investment Management Services only, our standard advisory fee is based on the
market value of the account and is calculated as follows:
                      Account Value                              Annual Advisory Fee
                       $0 - $250,000                                     2.50%
                   $250,001 - $500,000                                   2.25%
                  $500,001 - $1,500,000                                  2.00%
                  $1,500,001 and Above                                   1.50%
The annual fees are negotiable and are pro-rated and paid in advance on a quarterly basis, or clients may
choose to pay monthly in arrears. Please note, the above fee schedule does include the sub-adviser’s fee.
Client fees when using a sub-adviser will not exceed 3% of assets under management. No increase in the
annual fee shall be effective without agreement from the client by signing a new agreement or amendment
to their current advisory agreement.
Advisory fees are directly debited from client accounts, paid by debit/credit through a third-party payment
processor, or the client may choose to pay by check or with direct deposit (ACH) through a third-party
payment processor. Accounts initiated or terminated during a calendar quarter will be charged a pro-rated
fee based on the amount of time remaining in the billing period. An account may be terminated with written
notice at least 30 calendar days in advance. Upon termination of the account, any unearned fee will be
refunded to the client.

Other Types of Fees and Expenses
When implementing an investment recommendation, the client may incur additional fees such as,
transaction fees, and other related costs and expenses. Clients may incur certain charges imposed by broker-
dealers, and other third parties such as custodial fees, deferred sales charges, odd-lot differentials, transfer
taxes, wire transfer and electronic fund fees, and other fees and taxes on brokerage accounts and securities
transactions. Mutual fund and exchange traded funds also charge internal management fees, which are
disclosed in a fund’s prospectus. Such charges, fees and commissions are exclusive of and in addition to our
fee, and we shall not receive any portion of these commissions, fees, and costs.
Item 12 further describes the factors that we consider in selecting or recommending broker-dealers for
client’s transactions and determining the reasonableness of their compensation (e.g., commissions).
We do not accept compensation for the sale of securities or other investment products including asset-
based sales charges or service fees from the sale of mutual funds.

Item 7: Types of Clients
We provide financial planning services to individuals, high net-worth individuals, and other investment
advisers. We do not have a minimum account size requirement.