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| Erickson Financial Group LLC
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|
|---|---|
| CRD # | 299818 |
| SEC # | 801-120774 |
| CIK # | 0001797734, 0001490165 |
| AUM | 198.9 M (2026-02-26) |
| Employees | 6 (50% Investors, 0% Brokers) |
| Phone | 484-209-5270 |
| Address | 1011 Brookside Road Allentown, PA 18106 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Johnson & Johnson | 0.9 | ||
| Apple Inc | 0.6 | ||
| Nvidia Corp | 0.3 | ||
| Procter & Gamble Co | 0.3 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 171 | 33.8 |
| (b) Individuals (high net worth individuals) | 89 | 161.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 3.2 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 797 | 198.9 |
| By Discretionary | ||
| Discretionary | 790 | 194.2 |
| Non-Discretionary | 7 | 4.6 |
| Total | 797 | 198.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 198.9 | |
| Total | 797 | 198.9 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001490165] | |
| 10-Q | [0001490165] | |
| 3 | [0001490165] | |
| 4 | [0001490165] | |
| 8-K | [0001490165] | |
| D | [0001490165] | |
| SC 13D | [0001490165] | |
| SC 13G | [0001490165] | |
| 13F-HR | [0001797734] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Johnson Glenn S | |
| Erickson Inc | |
| Madden Meredith Siegfried | |
| Scott Gary R | |
| Lancelot David W | |
| Pierson Brian | |
| Lewis Robert M | |
| Roberts Jeffrey Glen | |
| Welch James L | |
| Splieth Glenn | |
| View All | |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Erickson Inc EAC
Common Stock
|
2016-11-22 | Sell | 20,013 | $0.17 | 3,402 |
|
Erickson Inc EAC
Common Stock
|
2016-11-18 | Sell | 10,532 | $0.17 | 1,790 |
|
Erickson Inc EAC
Common Stock
|
2016-11-18 | Sell | 16,379 | $0.16 | 2,621 |
|
Erickson Inc EAC
Restricted Stock Units (right to acquire common stock) · derivative
|
2016-07-03 | Grant | 35,000 | $0.00 | |
|
Erickson Inc EAC
Stock Option (Right to Buy) · derivative
|
2016-04-22 | Grant | 17,500 | $0.00 | |
|
Erickson Inc EAC
Stock Option (Right to Buy) · derivative
|
2016-04-22 | Grant | 100,000 | $0.00 | |
|
Erickson Inc EAC
Stock Appreciation Right · derivative
|
2016-04-22 | Grant | 52,000 | $0.00 | |
|
Erickson Inc EAC
Stock Appreciation Right · derivative
|
2016-04-22 | Grant | 52,000 | $0.00 | |
|
Erickson Inc EAC
Stock Option (Right to Buy) · derivative
|
2016-04-22 | Grant | 17,500 | $0.00 | |
|
Erickson Inc EAC
Common Stock
|
2015-12-28 | Grant | 12,355 | $0.00 | |
|
Erickson Inc EAC
Common Stock
|
2015-12-28 | Grant | 14,535 | $0.00 | |
|
Erickson Inc EAC
Common Stock
|
2015-12-28 | Grant | 10,901 | $0.00 | |
|
Erickson Inc EAC
Common Stock
|
2015-12-28 | Grant | 10,532 | $0.00 | |
|
Erickson Inc EAC
Restricted Stock Units · derivative
|
2015-10-14 | Option exercise | 7,500 | $0.00 | |
|
Erickson Inc EAC
Common Stock
|
2015-10-14 | Tax withheld | 2,659 | ||
|
Erickson Inc EAC
Common Stock
|
2015-10-14 | Option exercise | 7,500 | ||
|
Erickson Inc EAC
Common Stock
|
2015-09-09 | Tax withheld | 3,273 | ||
|
Erickson Inc EAC
Common Stock
|
2015-09-09 | Option exercise | 11,000 | ||
|
Erickson Inc EAC
Restricted Stock Units · derivative
|
2015-09-09 | Option exercise | 11,000 | $0.00 | |
|
Erickson Inc EAC
Stock Option (Right to Buy) · derivative
|
2015-07-29 | Grant | 165,000 | $0.00 | |
| showing 20 of 139 most recent transactions | |||||
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