Erickson Financial Group LLC

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one or
more written agreements with the Advisor.

A. Fees for Advisory Services
Investment Management Services
Investment advisory fees are paid monthly, at the end of each month, pursuant to the terms of the agreement.
Investment advisory fees are based on the market value of assets under management at the end of each month.
Investment advisory fees are based on the following schedule:

                  Assets Under Management ($)                   Annual Rate (%)
                  First $250,000                                1.00%
                  Next $250,000                                 0.90%
                  Next $500,000                                 0.80%
                  Next $1,000,000                               0.70%
                  Next $1,000,000                               0.60%
                  Over $3,000,000                               0.50%

Certain legacy Clients may have fee schedules that differ from the above. The investment advisory fee in the first
month of service is prorated from the inception date of the account[s] to the end of the first month. Fees may be
negotiable at the sole discretion of the Advisor. The Client’s fees will take into consideration the aggregate assets

                                               Erickson Financial Group, LLC
                                     1011 Brookside Road Suite 165 Allentown, PA 18106
                                        Phone: (484) 209-5270 | Fax (484) 450-8712
                                           https://www.ericksonfinancialgroup.com

under management with Advisor. All securities held in accounts managed by Erickson Financial will be
independently valued by the Custodian. The Advisor will conduct periodic reviews of the Custodian’s valuation to
ensure accurate billing.

The Advisor’s fee is exclusive of, and in addition to any applicable transaction and custody fees, and other related
costs and expenses described in Item 5.C. below, which may be incurred by the Client. However, the Advisor shall
not receive any portion of these commissions, fees, and costs.

Financial Planning Services
Erickson Financial may include financial planning services as part of the overall investment advisory fee or offer
services separately. Standalone engagements are offered either on an hourly basis or for a fixed fee. The hourly
fee is $300 per hour. Fixed fee engagements are based on the expected number of hours to complete the
engagement at the Advisor’s hourly rate and range from $600 to $9,000. An estimate for total hours and/or costs
will be provided prior to engaging for these services. Fees may be negotiable based on the scope of services, the
complexity of the services to be provided, the experience of the Advisory Person delivering the services, and the
overall relationship with the Advisor.

Retirement Plan Advisory Services
Fees for retirement plan advisory services are charged an annual asset-based fee up to 0.50%, billed monthly in
arrears, pursuant to the terms of the retirement plan advisory agreement. Retirement plan advisory fees are based
on the market value of assets under management at the end of each month. Fees may be negotiable depending on
the size and complexity of the Plan.

B. Fee Billing
Investment Management Services
Investment advisory fees are calculated by the Advisor or its delegate and deducted from the Client’s account[s] at
the Custodian. The Advisor shall send an invoice to the Custodian indicating the amount of the fees to be deducted
from the Client’s account[s] at the end of each month. The amount due is calculated by applying the monthly rate
(annual rate divided by 12) to the total assets under management with Erickson Financial at the end of the month.
Clients will be provided with a statement, generally monthly, from the Custodian reflecting deduction of the
investment advisory fee. It is the responsibility of the Client to verify the accuracy of these fees as listed on the
Custodian’s brokerage statement as the Custodian does not assume this responsibility. Clients provide written
authorization permitting advisory fees to be deducted by Erickson Financial to be paid directly from their account[s]
held by the Custodian as part of the investment advisory agreement and separate account forms provided by the
Custodian.

Financial Planning Services
Financial planning fees may be invoiced up to fifty percent (50%) of the expected total fee upon execution of the
financial planning agreement. The balance shall be invoiced upon completion of the agreed upon deliverable[s].

Retirement Plan Advisory Services
Retirement plan advisory fees may be directly invoiced to the Plan Sponsor or deducted from the assets of the
Plan, depending on the terms of the retirement plan advisory agreement.

C. Other Fees and Expenses
Clients may incur certain fees or charges imposed by third parties, other than Erickson Financial, in connection
with investments made on behalf of the Client’s account[s]. The Client is responsible for all custody and
securities execution fees charged by the Custodian, if applicable. The Advisor's recommended Custodian does
not charge securities transaction fees for ETF and equity trades in a Client’s account, provided that the account
meets the terms and conditions of the Custodian’s brokerage requirements. However, the Custodian typically
charges for mutual funds and other types of investments. The fees charged by Erickson Financial are separate
and distinct from these custody and execution fees.

                                              Erickson Financial Group, LLC
                                    1011 Brookside Road Suite 165 Allentown, PA 18106
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Item 7 – Types of Clients

Erickson Financial offers investment advisory services to individuals, high net worth individuals, trusts, estates,
businesses and retirement plans. Erickson Financial does not require a minimum size to establish an advisory
relationship.