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| Ariel Investments LLC
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|
|---|---|
| CRD # | 108211 |
| SEC # | 801-18767 |
| CIK # | 0000936753 |
| AUM | $14.8 BB (2023-03-20) |
| Employees | 97 (20% Investors, 19% Brokers) |
| Phone | 312-726-0140 |
| Address | 200 East Randolph Street Chicago, IL 60601-6505 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| BIDU | 53.1 | 0.4 | |
| MAT | 8.2 | 0.3 | |
| PM | 158.8 | 0.3 | |
| KMT | 2.0 | 0.3 | |
| REZI | 2.9 | 0.3 | |
| MSFT | 1,918.2 | 0.3 | |
| GNTX | 6.7 | 0.3 | |
| LAZ | 3.3 | 0.2 | |
| FAF | 5.6 | 0.2 | |
| BYD | 5.7 | 0.2 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| Other | Ariel International Dm/Em LLC | [2017-03-27] | 632.3 | 583.2 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 26 | 0.0 |
| (b) Individuals (high net worth individuals) | 59 | 1.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 8 | 6.2 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.6 |
| (g) Pension and profit sharing plans | 29 | 3.0 |
| (h) Charitable organizations | 27 | 0.6 |
| (i) State or municipal government entities | 28 | 4.2 |
| (j) Other investment advisers | 6 | 0.0 |
| (k) Insurance companies | 5 | 0.3 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 11 | 0.7 |
| (n) Other | 0 | 0.0 |
| Total | 202 | 17.4 |
| By Discretionary | ||
| Discretionary | 200 | 17.4 |
| Non-Discretionary | 2 | 0.1 |
| Total | 202 | 17.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 17.3 | |
| Total | 202 | 17.4 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Arne Duncan | 6 | |||
| Fazal Merchant | 5 | |||
| John Rogers Jr | 4 | |||
| Mellody Hobson | 3 | |||
| Judy Smith | 3 | |||
| Valerie Jarrett | 2 | |||
| Susan Schoenberger | 1 | |||
| Ariel Investments LLC | 1 | |||
| NA Entity Ariel Investments LLC | 1 | |||
| NA Entity Ariel Distributors LLC | 1 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0000936753] | |
| SC 13G | [0000936753] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Lincoln Investment Planning LLC
✚
|
PA | 15.4 |
|
Sage Advisory Services Ltd Co
✚
|
TX | 15.3 |
|
Belle Haven Investments LP
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|
NY | 15.3 |
|
IDFC Asset Management Company Limited
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|
15.1 | |
|
Envestnet Retirement Solutions LLC
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|
IL | 14.8 |
|
The London Company of Virginia LLC
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|
VA | 14.8 |
|
Advanced Research Investment Solutions LLC
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|
CA | 14.7 |
|
T Rowe Price Singapore Private Ltd
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|
14.5 | |
|
Stonehage Fleming Investment Management Limited
✚
|
14.4 | |
|
Orion Portfolio Solutions LLC
✚
|
NE | 14.2 |