|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| Ethic Inc
✚
|
|
|---|---|
| CRD # | 282827 |
| SEC # | 801-107290 |
| CIK # | 0001780570 |
| AUM | $5.9 B (2025-04-17) |
| Employees | 76 (13% Investors, 0% Brokers) |
| Phone | 646-604-2440 |
| Address | 99 Hudson Street, 17th Floor New York, NY 10013 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 0.4 | ||
| Microsoft Corp | 0.3 | ||
| Apple Inc | 0.3 | ||
| Amazon Com Inc | 0.2 | ||
| Facebook Inc | 0.1 | ||
| Alphabet Inc | 0.1 | ||
| Alphabet Inc | 0.1 | ||
| Broadcom Inc | 0.1 | ||
| Netflix Inc | 0.1 | ||
| VISA Inc | 0.1 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 11 | 0.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 86 | 4.0 |
| (k) Insurance companies | 0 | 0.2 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 16 | 1.3 |
| (n) Other | 0 | 0.0 |
| Total | 2,271 | 5.9 |
| By Discretionary | ||
| Discretionary | 2,271 | 5.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2,271 | 5.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 5.9 | |
| Total | 2,271 | 5.9 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001780570] | |
| D | [0001780570] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Axxcess Wealth Management LLC
✚
|
CA | 6.3 |
|
Richmond Capital Management Inc
✚
|
VA | 6.1 |
|
Andersen Tax LLC
✚
|
VA | 6.1 |
|
GYL Financial Synergies LLC
✚
|
CT | 6.1 |
|
Sendero Wealth Management LLC
✚
|
TX | 5.8 |
|
Cambridge Associates Limited LLC
✚
|
MA | 5.8 |
|
Wedbush Securities Inc
✚
|
CA | 5.7 |
|
Signature Investment Advisors LLC
✚
|
CA | 5.7 |
|
Sigma Planning Corporation
✚
|
MI | 5.7 |
|
Geneos Wealth Management Inc
✚
|
CO | 5.6 |