Falcon Point Capital LLC

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Assets, Funds, Holdings

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Falcon Point Capital LLC
CRD #122459
SEC #801-61442
CIK #0001251557
AUM
Employees 3 (67% Investors, 0% Brokers)
Phone415-782-9600
Address21 Orinda Way
Orinda, CA 94563
Source [IAPD] [EDGAR] [Website]
Total AUM ($BB)
2016128402002200920162023
Sector Form 13F Holdings Cap ($MM) Value ($MM)
ORN 68.9 5.5
NGVC 369.4 5.0
AOSL 929.5 4.8
ARHS 707.3 4.8
RRGB 130.9 4.6
LGND 1,470.5 4.6
NGS 148.4 4.0
TRC 413.4 4.0
HMST 664.2 3.8
TRUE 230.6 3.6
View All
Holdings by Sector ($MM)
80064048032016002013201720212025
Type Form D Funds Date Sold ($MM) AUM ($MM)
HF Falcon Point Global Communications & Technology Fund LP [2012-03-28] 65.5 1.6
HF Falcon Point High Yield Fund LP [2012-03-28] 48.3 3.3
HF Falcon Point Long/Short Fund LP [2012-03-28] 94.5 14.9
HF Falcon Point Long/Short Qualified Fund LP [2012-03-28] 126.9 5.9
HF Falcon Point Long/Short Tax Exempt Fund LP [2012-03-28] 45.2 3.3
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 2 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 4 0.0
By Discretionary
Discretionary 4 0.0
Non-Discretionary 0 0.0
Total 4 0.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 0.0
Total 4 0.0
Form D Directors # Filings # Firms 2011 - 2024
Michael Mahoney 27
Falcon Point Capital LLC 7
James Bitzer 7
William Grayson 5
EDGAR Form CIK 2011 - 2024
13F-HR [0001251557]
SC 13G [0001251557]
Form 13D/13G Filer Form 13D/13G Subject Filed
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