Falcon Wealth Planning Inc

Item 5: Fees and Compensation

A. Fee Schedule
      Lower fees for comparable services may be available from other sources.

      Asset-Based Fees for Portfolio Management

              Total Assets Under Management   Quarterly Fee

              $0 - $350,000                   0.5000%

              $350,001 - $500,000             0.4375%

              $500,001 - $750,000             0.3750%

              $750,001 - $1,000,000           0.2875%

              $1,000,001 - $2,000,000         0.2500%

              $2,000,000 - $5,000,000         0.1875%

              $5,000,001 And Up               0.1625%

      Asset-based portfolio management fees are withdrawn directly from the client's accounts
      with the client's written authorization. Fees are paid in advance on a quarterly basis. The
      Fee Chart above references quarterly fees. For example, if the quarterly fee is 0.5000%, the
      annual fee would be 2.000%.

      For clients who signed their investment advisory agreements prior to June 2017, billing
      occurs in arrears. This exception is in place to honor the terms agreed upon at the time of
      signing, and these accounts are billed after the completion of the billing period.

Generally, management fees are withdrawn directly from the client account that incurred
said fees. This is the default billing method of billing. Fees may be withdrawn from a
different account within the client’s household in limited circumstances. Clients will be
informed about indirect fee billing prior to any withdrawals being performed.

FWP charges fees on a tiered fee structure, meaning that we may apply multiple
percentages to your assets under management to calculate our fee depending on the total
amount of your assets under our management. For example, if your total assets under our
management are $400,000 and assuming we charge the maximum fee schedule, each
quarter we will charge the first $350,000 at 0.5000% and the next $50,000 at 0.4375%.

FWP will charge an additional 0.25% for all non-discretionary accounts. A $5,000 annual
minimum fee will be applied if total investable assets are below $250,000. These fees are
generally negotiable, and the final fee schedule is attached as an Exhibit to the Investment
Advisory Contract. Clients may terminate the agreement without penalty for a full refund
of FWP's fees within five business days of signing the Investment Advisory Contract.
Thereafter, clients may terminate the Investment Advisory Contract generally with 30
days written notice.

Falcon Wealth Family Office Service Fees

        Total Assets Under Management   Quarterly Fee

        $0 - $5,000,000                 0.25%

        $5,000,001- $10,000,000         0.1875%

        $10,000,001- $ 25,000,000       0.15%

        $25,000,001- $50,000,000        0.125%

        $50,000,001- $100,000,000       0.10%

        $100,000,001 And up             0.0625%

Selection of Other Advisers Fees

FWP will receive its standard fee on top of the fee paid to the third-party adviser. This
relationship will be memorialized in each contract between FWP and each third-party
adviser. The fees will not exceed any limit imposed by any regulatory agency. The notice
of termination requirement and payment of fees for third-party investment advisers will
depend on the specific third-party adviser selected.

These fees are negotiable.

FWP may engage in the selection of third-party money managers but does not have any
such arrangements in place at this time. This service may be canceled with 5 days’ notice.

Financial Planning Fees

FWP charges hourly fees and annual fixed fees for financial planning. For clients who do
not engage FWP for ongoing planning services, FWP charges $500/hour for the creation
of a financial plan. For clients who engage FWP for ongoing planning services, FWP
charges a minimum of $5,000 and then a minimum annual fee of at least $5,000 thereafter.
The annual fee may vary depending on the complexity of the client’s needs and will be
specified in the Financial Planning Agreement.

The fixed rate for creating a financial plan range from a minimum of $5,000 and up to
$25,000+. The fixed fee for ongoing planning services is negotiable. FWP will bill clients
for financial planning fees. After the initial fee for ongoing services, annual fixed fees may
be paid in quarterly installments. Clients may terminate the agreement without penalty
for a full refund of FWP's fees within five business days of signing the Financial Planning
Agreement. Thereafter, clients may terminate the Financial Planning Agreement generally
upon written notice. Hourly and fixed planning fees are charged in advance but never
more than six months in advance.

Third Party Financial Planning

When appropriate, FWP may utilize the services of third-party financial planning
advisors to provide financial planning services to our clients. We assist clients in
determining the suitability of a financial plan for them and we help facilitate the
introduction to the Outside Advisor. Additionally, we monitor our clients on a periodic
basis to understand changes in their personal or financial situation, suitability, and any
new or revised restrictions to be applied to the account based on recommendations
provided in their financial plan. We negotiate the fees collected by the Outside Advisors
from our clients and we receive a share of those fees. We discuss our approach to
evaluating and engaging with Outside Advisors further in Item 8: Method of Analysis,
Investment Strategy, and Risk of Loss.
B. Payment of Fees

Payment of Asset-Based Portfolio Management Fees

Asset-based portfolio management fees are withdrawn directly from the client’s accounts
(or indirectly from an account in the client's household) with client’s written authorization
on a quarterly basis. Fees are paid in advance (for client’s with pre-June 2017 agreements,
fees are paid in arrears).

Falcon Wealth Family Office Service Fees
...

Item 7: Types of Clients

      FWP generally provides advisory services to the following types of clients:

          ❖   Individuals
          ❖   High-Net-Worth Individuals
          ❖   Charitable Organizations
          ❖   Corporations or Business Entities

Minimum Account Size

      There is no account minimum for any of FWP’s services.