Farrcrest Capital LLC

Item 5: Fees and Compensation
Description
FarrCrest is compensated an advisory fee of 1%, that is negotiable based on the Client’s assets under
management and complexity. The advisory fee charged will be specified in the Client’s advisory
agreement.

Additional fees may be assessed for consulting projects which are discussed and negotiated with each
Client individually. Fees for these services may be at either an hourly rate or fixed amount, of which will
be specified in each Client’s Advisory agreement.

Fee Billing
Fees are billed quarterly in advance and directly debited from the Client’s custodial account.

If the Client does not have an advisory account under FarrCrest’s discretion that can be directly debited;
fees for the hourly/fixed consulting projects will be invoiced to the Client.

Other Fees
Clients may be charged fees in addition to the advisory fee paid FarrCrest. This can include brokerage
commissions and other custodian fees. Please refer to the section entitled 12. Brokerage Practices for
more information.

If the client account holds ETFs, Mutual Funds, or Alternative assets such as private funds the Client is
responsible for the additional fees assessed by these products.

FarrCrest may in its discretion select unaffiliated investment advisors to manage all or a portion of the
Client’s account, in which case, the Client is responsible for covering any additional fees charged by
these investment advisors. Any additional fees will be disclosed to the Client in the agreements
established with these advisors.

Fees Paid in Advance
Upon termination, any fees paid in advance will be refunded at a pro-rated amount from the date of
termination.

Item 7: Types of Clients
Description
As of the date of this brochure, FarrCrest does not have any Client accounts outside of the Firm’s family
assets.

Account Minimums
FarrCrest requires a minimum of $5 million in assets under management which may be waived at the
Firm’s discretion.