Quint Wealth Management Inc

Item 5: Fees and Compensation

A. Fee Schedule

Portfolio Management Services Fees

        Total Assets Under Management         Annual Fee

        Up to $250,000                        1.40%

        $250,001 to $500,000                  1.25%

        $500,001 to $1,000,000                1.10%

        $1,000,001 to $2,000,000              0.90%

        Above $2,000,000                      Negotiable

These fees are generally negotiable and the final fee schedule is attached as Exhibit II of
the Investment Advisory Contract.

QII uses an average of the daily balance in the client’s account throughout the billing
period, after taking into account deposits and withdrawals, for purposes of determining
the market value of the assets upon which the advisory fee is based.

Financial Planning Fees

Fixed Fees

The rate for creating client financial plans is between $350 and $1500. The fees are
negotiable and the final fee schedule will be attached as Exhibit II of the Financial
Planning Agreement. Fees are paid entirely in advance, but never more than six months
in advance.

Hourly Fees

The hourly fee for these services is between $85 and $150. The fees are negotiable and the
final fee schedule will be attached as Exhibit II of the Financial Planning Agreement. A
deposit of up to $500 is paid in advance, but never more than six months in advance, with
the remainder due upon presentation of the plan.

Termination of Agreement

Clients may terminate the agreement without penalty, for full refund of QII’s fees, within
five business days of signing the Investment Advisory Contract. Thereafter, clients may
terminate the Investment Advisory Contract generally with thirty days’ written notice.

       B. Payment of Fees

       Payment of Portfolio Management Fees

       Portfolio management fees are withdrawn directly from the client’s accounts with client’s
       written authorization. Fees are paid quarterly.

       Payment of Financial Planning Fees

       Fixed or Hourly Financial Planning fees are paid via check.

       C. Clients Are Responsible For Third Party Fees

       Clients are responsible for the payment of all third party fees (i.e. custodian fees,
       brokerage fees, mutual fund fees, transaction fees, etc.). Those fees are separate and
       distinct from the fees and expenses charged by QII. Please see Item 12 of this brochure
       regarding broker/custodian.

       D. Prepayment of Fees

       QII collects its advisory fees in arrears. It collects its financial planning fees in advance.

       •   Fixed financial planning fees that are collected in advance will be refunded based on
           the prorated amount of work completed at the point of termination.

       •   For hourly financial planning fees that are collected in advance, the fee refunded will
           be the balance of the fees collected in advance minus the hourly rate times the number
           of hours of work that has been completed up to and including the day of termination.

       Refunds for fees paid in advance will be returned within fourteen days to the client via
       check.

       E. Outside Compensation For the Sale of Securities to Clients

       Neither QII nor its supervised persons accept any compensation for the sale of securities
       or other investment products, including asset-based sales charges or service fees from the
       sale of mutual funds.

Item 7: Types of Clients

QII generally provides advisory services to the following types of clients:

           ❖ Individuals
           ❖ Pension and Profit Sharing Plans

Minimum Account Size

There is no account minimum.