FI401K Advisors LLC

FEES & COMPENSATION

FIA charges a one-time fee for Plans with Accumulated Plan Assets of less than a minimum threshold
(“Implementation Fee”). FIA also charges an annual fee that represents a percentage of each individual
Client’s Accumulated Plan Assets (“Annual Advisory Fee”), which is automatically debited from each
Client’s 401k Plan on a pro rata quarterly basis [See description on page 4]. Furthermore, FIA has a

CONFIDENTIAL – FOR CLIENT USE ONLY                                                               Page 3 of 12

                                                                          Advisor Services for Plan Sponsors
                                                                                        Part 2A of Form ADV

minimum annual fee for 401k Plans with Accumulated Plan Assets of less than a minimum threshold
(“Minimum Annual Fee”).

Based upon the specific Fiduciary Adviser Service selected by the Client, the aforementioned fees are
detailed below for each type of Client engagement:

Retail engagements: A Client who engages exclusively with FIA and does not concurrently engage a third-
party financial services professional (“Local Advisor”). FIA is solely responsible for the management of the
Client relationship and no Local Advisor shall be concurrently engaged.

•   ERISA 3(21) Investment Consultant (Non-Discretionary)
                                         Implementation      Annual             Minimum
     Accumulated Plan Assets
                                              Fee          Advisory Fee        Annual Fee*
             Less than   $     499,999      $250.00           0.30%            $1,500.00
     $     500,000 to    $     999,999      $125.00           0.27%               N/A
     $   1,000,000 to    $   1,999,999        N/A             0.24%               N/A
     $   2,000,000 to    $   2,999,999        N/A             0.21%               N/A
     $   3,000,000 to    $   3,999,999        N/A             0.18%               N/A
     $   4,000,000 to    $   4,999,999        N/A             0.15%               N/A
     $   5,000,000 to    $   7,499,999        N/A             0.12%               N/A
     $   7,500,000 to    $   9,999,999        N/A             0.10%               N/A

    *Asset-based discounts: The Minimum Annual Fee is reduced based upon the level of Accumulated Plan
    Assets, as detailed below, and is billed to the Plan Sponsor/Client.
                                            Annual          Minimum
     Accumulated Plan Assets
                                          Advisory Fee     Annual Fee
           Less than     $   124,999         0.30%          $1,500.00
     $ 125,000     to    $   249,999         0.30%          $1,125.00
     $ 250,000     to    $   374,999         0.30%          $ 750.00
     $ 375,000     to    $   499,999         0.30%          $ 375.00

•   ERISA 3(38) Investment Manager (Discretionary)
                                         Implementation      Annual             Minimum
     Accumulated Plan Assets
                                              Fee          Advisory Fee        Annual Fee*
             Less than   $     499,999      $400.00           0.50%            $2,500.00
     $     500,000 to    $     999,999      $200.00           0.45%               N/A
     $   1,000,000 to    $   1,999,999        N/A             0.40%               N/A
     $   2,000,000 to    $   2,999,999        N/A             0.35%               N/A
     $   3,000,000 to    $   3,999,999        N/A             0.30%               N/A
     $   4,000,000 to    $   4,999,999        N/A             0.25%               N/A
     $   5,000,000 to    $   7,499,999        N/A             0.20%               N/A
     $   7,500,000 to    $   9,999,999        N/A             0.15%               N/A

    *Asset-based discounts: The Minimum Annual Fee is reduced based upon the level of Accumulated Plan
    Assets, as detailed below, and is billed to the Plan Sponsor/Client.
                                            Annual          Minimum
     Accumulated Plan Assets
                                          Advisory Fee     Annual Fee
           Less than     $   124,999         0.30%          $2,500.00
     $ 125,000     to    $   249,999         0.30%          $1,875.00
     $ 250,000     to    $   374,999         0.30%          $1,250.00
     $ 375,000     to    $   499,999         0.30%          $ 625.00

CONFIDENTIAL – FOR CLIENT USE ONLY                                                              Page 4 of 12

                                                                         Advisor Services for Plan Sponsors
                                                                                       Part 2A of Form ADV

Wholesale engagements: A Client who elects to concurrently engage a third-party financial services
professional (“Local Advisor”) alongside their engagement of FIA. If applicable, the Local Advisor shall
coordinate with FIA to support the Client relationship and charge the Client directly for their
compensation.

•   ERISA 3(21) Investment Consultant (Non-Discretionary)
                                        Implementation      Annual             Minimum
     Accumulated Plan Assets
                                             Fee          Advisory Fee        Annual Fee*
          Less than     $   999,999        $150.00              0.10%          $750.00
     $ 1,000,000 to     $ 2,499,999        $ 75.00              0.09%            N/A
     $ 2,500,000 to     $ 4,999,999          N/A                0.08%            N/A
     $ 5,000,000 to     $ 7,499,999          N/A                0.07%            N/A
     $ 7,500,000 to     $ 9,999,999          N/A                0.06%            N/A
     $10,000,000 to     $14,999,999          N/A                0.05%            N/A
     $15,000,000 to     $19,499,999          N/A                0.04%            N/A
...