SG Trading Solutions LLC

Item 5. Fees and Compensation
Investment Company Management

SGTS serves as a sub-advisor to its affiliate, SGI, and provides services as a sub-advisor to the
Funds as described in each respective Fund’s prospectus and statement of additional information
filed with the SEC. SGTS does not receive actual compensation or an advisory fee from SGI for
its services.

All Funds pay administrative and investment management fees. If SGI (SGTS’s affiliate) invests a
client’s assets in an affiliated Fund, SGI will earn an additional fee. SGI earns “dual fees” from
both (1) managing client assets; and (2) managing an affiliated Fund where a portion of client assets
may be invested. This practice represents a conflict of interest providing SGI an incentive to
recommend investment products based on the compensation received, rather than on client’s
needs. Additionally, SGI Dynamic Tactical Fund acts as fund of funds, which holds positions in
both unaffiliated funds and SGI Funds, SGI earns fees both at the fund of funds level, and at the
portfolio fund level, which represents a conflict of interest providing SGI an incentive to promote
products that contain multiple levels of compensation rather than based on clients’ needs.

SGTS will NOT make a recommendation for a client to invest in an affiliated Fund. All
investments in an affiliated Fund will be client directed. In the event that a client directs SGTS to
invest in an affiliated Fund, SGTS will make a good faith effort to determine if an investment in an
affiliated Fund is in the client’s best interest after considering such factors as: (1) assets invested
with SGTS, (2) investment strategy, (3) other available alternative Funds, (4) the combined
management fees and expenses ratios of other non-affiliated Funds, and (5) client’s objectives as
outlined by each client and in accordance with each Fund’s prospectus.

In addition, SGTS charges a set-up fee of $250 for each account.

Item 7. Types of Clients
SGTS provides investment management services solely to SGI (SGTS’s affiliate). Investors within
such Funds may include financial advisors, institutions, trusts, individuals, or other entities.