Fiduciary Partners Investment Consulting LLC - Assets, Funds, Holdings
Fiduciary Partners Investment Consulting LLC
CRD # 145471
SEC # 801-68513
CIK #
AUM
Employees
4 (75% Investors, 0% Brokers)
Fees
Minimum
Phone 727-723-3676
Address 25400 US 19 N Clearwater, FL 33763
Source
[IAPD]
[Website]
Total AUM ($M)
800 640 480 320 160 0 2007 2013 2019 2025
Fees and Compensation — Form ADV Part 2A (3/14/2019)
[Brochure]
Item 5 Fees and Compensation
Please refer to the "Advisory Business" section in this Brochure for information on our advisory fees,
fee deduction arrangements, and refund policy for each service we offer.
Additional Fees and Expenses
Advice offered by our firm may involve investments in mutual funds and exchange traded funds.
Clients are hereby advised that all fees paid to our firm for advisory services are separate and distinct
from the fees and expenses charged by funds (described in each fund's prospectus) to their
shareholders. These fees will generally include a management fee and other fund expenses. Further,
there may be transaction charges involved with purchasing or selling of securities. These charges and
fees are typically imposed by the broker-dealer or custodian through whom account transactions are
executed. We do not share in any portion of the brokerage fees/transaction charges imposed by the
broker-dealer or custodian holding client funds or securities. Our policy is to disclose all fees and to
assist our clients in understanding them. However, the client should review all fees charged by mutual
funds, our firm, and others to fully understand the total amount of fees to be paid by the client.
Compensation for the Sale of Other Investment Products
Associated Persons of our firm are also licensed as independent insurance agents with various
insurance agencies and can sell insurance products and earn commissions. Insurance commissions
earned by these persons are separate and in addition to our advisory fees. This practice presents a
conflict of interest because persons providing investment advice on behalf of our firm who are
insurance agents have an incentive to recommend insurance products for the purpose of generating
commissions rather than solely based on clients' needs. However, clients are under no obligation,
contractually or otherwise, to purchase insurance products through any person affiliated with our firm.
It is our policy that any advisory services provided by our firm for a client will not involve the sale of an
insurance product for a commission.
©2017 National Compliance Services 800-800-3204
Account Minimums and Types of Clients — Form ADV Part 2A (3/14/2019)
[Brochure]
Item 7 Types of Clients
We provide pension investment consulting services to retirement plans, including qualified pension and
profit sharing plans, plans described in section 403(b) of the Internal Revenue Code ('Code"), plans
described in Code section 457 and nonqualified deferred compensation plans described in Code
section 409A.
In general, we do not require a minimum plan size to establish an advisory relationship.
AUM Breakdown
Accounts
AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)
0
0.0
(b) Individuals (high net worth individuals)
0
0.0
(c) Banking or thrift institutions
0
0.0
(d) Investment companies
0
0.0
(e) Business development companies
0
0.0
(f) Pooled investment vehicles
0
0.0
(g) Pension and profit sharing plans
2
0.0
(h) Charitable organizations
2
0.0
(i) State or municipal government entities
2
0.0
(j) Other investment advisers
0
0.0
(k) Insurance companies
3
0.0
(l) Sovereign wealth funds and foreign official institutions
0
0.0
(m) Corporations or other businesses not listed above
63
0.0
(n) Other
0
0.0
Total
0
0.0
By Discretionary
Discretionary
0
0.0
Non-Discretionary
0
0.0
Total
0
0.0
By Non-United States Persons
Non-United States Persons
0.0
United States Persons
0.0
Total
0
0.0
Firm Profile (Form ADV)
Clients 1
Serves Institutional, Retail
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