Fig Financial Advisory Services Inc

Item 5 – Fees and Compensation

In addition to the information provide in Item 4 – Advisory Business, this section provides additional details
regarding our firm’s services along with descriptions of each service’s fees and compensation
arrangements. The fees charged to a client do not take into consideration any capital gain or appreciation
of assets a client may realize.

Financial Planning

Our Financial Planning Services are provided on a complimentary basis to our asset management clients.

Asset Management

Asset Management services are available to clients for formal, ongoing, portfolio management, with
portfolio reporting on a periodic basis, typically calendar quarter end.

The fee schedule for Asset Management Accounts is as follows:

F.I.G. Financial                                                                             Disclosure Brochure

    Assets Under Management                               Annual Fee Percentage
    $0 - 99,999                                           2.20%
    On the next $150,000                                  1.55%
    On the next $250,000                                  1.20%
    On the next $500,000                                  .85%
    On the next $4,000,000                                .60%
    On the next $5,000,000                                .45%
    $10,000,000 and up                                    Negotiated

The fee for Asset Management is billed to the client on a quarterly basis in arrears in accordance with the
above fee schedules, based on the average daily balance of assets under management during the previous
calendar quarter. Fees charged for our asset management services may be waived or reduced for
employees of the advisor and their immediate family members. Fees may also be negotiated under certain
circumstances. The asset management fees to be charged for our services will be specified in your asset
management agreement and/or addendum if different from above schedule.

Fees for our investment management services are divided and billed quarterly in arrears based on the value
of the account at the end of the previous calendar quarter. For the initial quarter of asset management
services, the first quarter's fees are calculated on a pro rata basis upon the number of days and average
account value for the period that services were provided. Fees are generally deducted directly from the
client’s account. Clients must provide written authorization to the qualified custodian permitting our fees to
be paid directly from the client’s account held by the qualified custodian. At end of each calendar quarter
the custodian holding the client account(s) will send a statement to the client showing the amount of the
fee, the value of the client’s assets upon which the fee is based.

We will also send a bill to the custodian detailing the amount of the fee to be paid by the custodian to us.
Upon our discretion, clients may pay fees directly to us. For clients that pay directly, payment is due upon
receipt of the billing statement from F.I.G. Financial.

Item 7 – Types of Clients

F.I.G. Financial generally provides investment advice to the following types of clients:

     •    Individuals
     •    High-Net Worth Individuals
     •    Trusts, estates, charitable organizations or associations.
     •    Corporations or business entities other than those listed above

Minimum Investment Amounts Required

There are no minimum investment amounts or conditions required for establishing an account managed by
F.I.G. Financial. All clients are required to execute an agreement for services in order to establish a client
arrangement with F.I.G. Financial.

F.I.G. Financial                                                                             Disclosure Brochure