The Carroll Group Inc

Item 5 Fees and Compensation

FORM ADV

Part ll

The Carroll Group, Inc.

The fee schedule is negotiable.
The standard fee arrangement is one percent for assets up to ten million dollars, and one half of one
percent for amounts greater than ten million dollars, one quarter of one percent for balances greater than
twenty million dollars. Portfolio amounts of greater than thirty million dollars are billed at one tenth of one
percent.
A flat fee can be negotiated for clients that do not meet the minimum amount of assets to be managed at
two million dollars, depending on client circumstances and potential of the client relationship.
Client fees are payable quarterly after earned.
Client may terminate advisor arrangement at their will, without reason. Any unearned portion of fees are
refunded immediately to client.
The Carroll Group only receives compensation directly from the client, never from any other
arrangements with financial institutions or third parties.

Item 7 Types of Clients

FORM ADV

Part ll

The Carroll Group, Inc. generally provides investment advice to High Net Worth families and individuals.