Filigree Wealth Advisors LLC

Item 5: Fees & Compensation

Compensation for Our Advisory Services

Investment Management:

The maximum annual fee charged for this service will not exceed 0.90%. Fees to be assessed will be
outlined in the advisory agreement to be signed by the Client. Annualized fees are billed on a pro-
rata basis quarterly in arrears based on the time-weighted daily average value of the account(s) of
the quarter. Our firm adjusts for deposits and withdrawals. Our firm may bill on cash unless

ADV Part 2A – Firm Brochure                      Page 5                         Filigree Wealth Advisors, LLC

otherwise agreed in writing. Fees are negotiable and will be deducted from client account(s). Our
firm does not offer direct invoicing. As part of this process, Clients understand the following:

    a) The client’s independent custodian sends statements at least quarterly showing the market
       values for each security included in the Assets and all account disbursements, including the
       amount of the advisory fees paid to our firm;
    b) Clients will provide authorization permitting our firm to be directly paid by these terms. Our
       firm will send an invoice directly to the custodian; and
    c) If our firm sends a copy of our invoice to the client, a legend urging the comparison of
       information provided in our statement with those from the qualified custodian will be
       included.

Clients utilizing the services of a third-party investment advisory firm or individual will be charged
a separate advisory fee by the selected third-party money manager. This fee shall be in addition to
the advisory fee charged by our firm. The maximum combined annual advisory fee charged to the
client by our firm and any third-party money manager will not exceed 1.5%. The Third-Party
Manager will debit fees for this service. Third-party money managers establish and maintain their
own separate billing processes over which we have no control. Their billing processes will be
described in their separate written disclosure documents.

Financial Planning & Consulting:

Our firm charges on an hourly or flat fee basis for financial planning and consulting services. The total
estimated fee, as well as the ultimate fee charged, is based on the scope and complexity of our
engagement with the client. Our maximum hourly fee is $500. The fee-paying arrangements will be
determined on a case-by-case basis and will be detailed in the signed consulting agreement. Our firm
will not require a retainer exceeding $1,200 when services cannot be rendered within 6 months.

Other Types of Fees & Expenses

Clients will incur transaction fees for trades executed by their chosen custodian. These transaction
fees are separate from our firm’s advisory fees and will be disclosed by the chosen custodian.

Charles Schwab & Co., Inc. (“Schwab”), does not charge transaction fees for U.S. listed equities and
exchange traded funds.

Clients may also pay holdings charges imposed by the chosen custodian for certain investments,
charges imposed directly by a mutual fund, index fund, or exchange traded fund which shall be
disclosed in the fund’s prospectus (e.g., fund management fees and other fund expenses), distribution
fees, surrender charges, variable annuity fees, IRA and qualified retirement plan fees, mark-ups and
mark-downs, spreads paid to market makers, fees for trades executed away from custodian, wire
transfer fees and other fees and taxes on brokerage accounts and securities transactions. Our firm
does not receive a portion of these fees.

Clients may pay holding charges, performance-based fees or other fees on investments in private
equity or other private investments. Our firm will ensure that clients are accredited or qualified
investors, and that the investment is suitable for the Client prior to our firm recommending said
investment. The exact fee-paying arrangements will be disclosed in the fund prospectus or other
disclosure documents.

ADV Part 2A – Firm Brochure                      Page 6                           Filigree Wealth Advisors, LLC

Termination & Refunds

Either party may terminate the advisory agreement signed with our firm for Investment Management
services in writing at any time. Upon notice of termination pro-rata advisory fees for services
rendered to the point of termination will be charged. If advisory fees cannot be deducted, our firm
will send an invoice for due advisory fees to the client.

Financial Planning & Consulting clients may terminate their agreement at any time before the
delivery of a financial plan by providing written notice. For purposes of calculating refunds, all work
performed by us up to the point of termination shall be calculated at the hourly fee currently in effect.
Clients will receive a pro-rata refund of unearned fees based on the time and effort expended by our
firm.

Commissionable Securities Sales

Our firm and representatives do not sell securities for a commission in advisory accounts.

Item 7: Types of Clients & Account Requirements

Client Types:

Our firm has the following types of clients: Individuals and High Net Worth Individuals; Trusts,
Estates or Charitable Organizations; Pension and Profit-Sharing Plans; Corporations, Limited
Liability Companies and/or Other Business Types

Account Requirements:

Our firm generally requires a minimum account balance of $1,000,000 for engaging our firm for
services. However, our firm reserves the right to waive this minimum at our discretion.