|
⚲
|
| Financial Focus LLC
✚
| |
|---|---|
| CRD # | 282177 |
| SEC # | 801-112408 |
| CIK # | |
| AUM | $633.1 MM (2024-07-09) |
| Employees | 8 (62% Investors, 50% Brokers) |
| Phone | 760-431-3040 |
| Address | 1917 Palomar Oaks Way Carlsbad, CA 92008 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 360 | 170.0 |
| (b) Individuals (high net worth individuals) | 230 | 434.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 2 | 1.5 |
| (h) Charitable organizations | 1 | 17.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 10 | 9.6 |
| Total | 1,849 | 633.1 |
| By Discretionary | ||
| Discretionary | 1,841 | 623.6 |
| Non-Discretionary | 8 | 9.6 |
| Total | 1,849 | 633.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 633.1 | |
| Total | 1,849 | 633.1 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
DL Carlson Investment Group Inc
✚
|
NH | 0.6 |
|
Jocelyn Investment Management LLC
✚
|
CA | 0.6 |
|
Birchwood Financial Partners Inc
✚
|
MN | 0.6 |
|
Optas LLC
✚
|
TX | 0.6 |
|
Fifth Avenue Family Office LLC
✚
|
FL | 0.6 |
|
Amerant Investments Inc
✚
|
FL | 0.6 |
|
Aviance Capital Partners LLC
✚
|
FL | 0.6 |
|
Hi-Line Capital Management LLC
✚
|
SD | 0.6 |
|
Sevenoneseven Capital Management Ltd
✚
|
PA | 0.6 |
|
Strategy Asset Managers LLC
✚
|
CA | 0.6 |