Financial Focus LLC

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Assets, Funds, Holdings

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Financial Focus LLC
CRD #282177
SEC #801-112408
CIK #
AUM 800.0 M (2026-01-29)
Employees 8 (62% Investors, 62% Brokers)
Phone760-431-3040
Address1925 Palomar Oaks Way
Carlsbad, CA 92008
Source [IAPD] [Website]
Total AUM ($M)
80064048032016002010201520212027
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 287 37.0
(b) Individuals (high net worth individuals) 294 506.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 1 3.0
(h) Charitable organizations 2 254.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 1,308 800.0
By Discretionary
Discretionary 1,308 800.0
Non-Discretionary 0 0.0
Total 1,308 800.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 800.0
Total 1,308 800.0
Firm Profile (Form ADV)
Discretionary AUM$0.1B
Clients10
ServesInstitutional, Retail
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