|
⚲
|
| Keyboard |
| Financial Management Inc
✚
|
|
|---|---|
| CRD # | 108350 |
| SEC # | 801-126707 |
| CIK # | 0001907494, 0001633071, 0001428242, 0002131759, 0001425157, 0002143070, 0001051042, 0001728896, 0001632554, 0001142031 |
| AUM | 224.5 M (2026-04-24) |
| Employees | 6 (83% Investors, 17% Brokers) |
| Fees | |
| Minimum | |
| Phone | 501-227-7400 |
| Address | 4007 N Rodney Parham Road Little Rock, AR 72212 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 0.0 | ||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 114 | 31.1 |
| (b) Individuals (high net worth individuals) | 26 | 65.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 31 | 93.1 |
| (h) Charitable organizations | 8 | 25.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 5 | 9.3 |
| (n) Other | 0 | 0.0 |
| Total | 392 | 224.5 |
| By Discretionary | ||
| Discretionary | 385 | 223.9 |
| Non-Discretionary | 7 | 0.6 |
| Total | 392 | 224.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 224.5 | |
| Total | 392 | 224.5 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001051042] | |
| SC 13G | [0001051042] | |
| 13F-HR | [0001142031] | |
| SC 13G | [0001142031] | |
| 13F-NT | [0001425157] | |
| 13F-HR | [0001428242] | |
| 13F-HR | [0001632554] | |
| 13F-NT | [0001633071] | |
| 3 | [0001728896] | |
| SC 13G | [0001907494] | |
| 13F-HR | [0002131759] | |
| 13F-HR | [0002143070] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Clients | 1 |
| Serves | Institutional, Retail |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Liberty Energy Inc | |
| Concentric Equity Partners II LP - Liberty Series | |
| CEP-FIC GP LP | |
| Financial Investments Corp |
| Comparable Firms | State | AUM |
|---|---|---|
|
Principia Wealth Advisory LLC
✚
|
TX | 225.0 M |
|
Prato Capital Management Inc
✚
|
NY | 224.6 M |
|
Iadvise Partners LLC
✚
|
NY | 224.5 M |
|
ORCA Wealth Management LLC
✚
|
FL | 224.4 M |
|
Meritis Wealth Management Inc
✚
|
MD | 224.4 M |
|
Old Bridge Capital Management Private Limited
✚
|
224.4 M | |
|
McAlvany Wealth Management LLC
✚
|
CO | 224.2 M |
|
Bucket List Wealth Management LLC
✚
|
FL | 224.2 M |
|
McAlister Sweet & Associates Inc
✚
|
TX | 224.2 M |
|
Mainstream Capital Management LLC
✚
|
CA | 224.0 M |