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| Financial Plans & Strategies Inc
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|---|---|
| CRD # | 123793 |
| SEC # | 801-107206 |
| CIK # | |
| AUM | 610.6 M (2026-03-06) |
| Employees | 12 (42% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 317-882-7675 |
| Address | 375 N Madison Avenue Greenwood, IN 46142-3636 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (3/6/2026) [Brochure] |
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Item 5: Fees and Compensation
Limitation on Mutual Fund Universe for Custodian Investment Programs: Please note that as a
matter of policy we prohibit the receipt of revenue share fees from any mutual funds utilized for
our advisory clients’ portfolios. There are certain programs in which we participate where a
client’s investment options may be limited in certain of these programs to those mutual funds
and/or mutual fund share classes that pay 12b-1 fees and other revenue sharing fee payments,
and the client should be aware that the firm is not selecting from among all mutual funds
available in the marketplace when recommending mutual funds to the client.
Part 2A of Form ADV: FPS Brochure |
| Account Minimums and Types of Clients — Form ADV Part 2A (3/6/2026) [Brochure] |
|---|
Item 7: Types of Clients
FPS provide investment advice to individuals, high-net-worth individuals, families, small
businesses, pensions, foundations, trusts and estates.
FPS generally requires a minimum account size of $150,000. FPS, in its sole discretion, may waive
the required minimum.
Part 2A of Form ADV: FPS Brochure |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 896 | 208.0 |
| (b) Individuals (high net worth individuals) | 185 | 402.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,081 | 610.6 |
| By Discretionary | ||
| Discretionary | 1,073 | 601.4 |
| Non-Discretionary | 8 | 9.2 |
| Total | 1,081 | 610.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 610.6 | |
| Total | 1,081 | 610.6 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Retail |
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|---|---|---|
|
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|
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|
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|
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|
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|
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|
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✚
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|
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✚
|
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|
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✚
|
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|
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✚
|
604.3 M |