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| Caldwell Sutter Capital Inc
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|---|---|
| CRD # | 10489 |
| SEC # | 801-66098 |
| CIK # | 0000702007 |
| AUM | 605.7 M (2026-04-17) |
| Employees | 17 (29% Investors, 82% Brokers) |
| Phone | 415-962-2526 |
| Address | 30 Liberty Ship Way 3225 Sausalito, CA 94965 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 11.8 | ||
| MFRI Inc | 7.0 | ||
| Caterpillar Inc | 5.8 | ||
| Kayne Anderson Acquisition Corp | 5.7 | ||
| Plumas Bancorp | 5.2 | ||
| Mine Safety Appliances Co | 4.8 | ||
| Visa Inc | 3.9 | ||
| Donegal Group Inc | 3.6 | ||
| Chevron Corp | 3.5 | ||
| Seneca Foods Corp | 3.0 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 381 | 153.9 |
| (b) Individuals (high net worth individuals) | 147 | 425.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 7 | 3.5 |
| (h) Charitable organizations | 0 | 0.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 11 | 22.7 |
| (n) Other | 0 | 0.0 |
| Total | 1,249 | 605.7 |
| By Discretionary | ||
| Discretionary | 1,202 | 574.7 |
| Non-Discretionary | 47 | 30.9 |
| Total | 1,249 | 605.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 605.7 | |
| Total | 1,249 | 605.7 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000702007] | |
| D | [0000702007] | |
| SC 13D | [0000702007] | |
| SC 13G | [0000702007] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Retail |
| LEI | 549300V235L4XXVM6D13 |
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