|
⚲
|
| Caldwell Sutter Capital Inc
✚
| |
|---|---|
| CRD # | 10489 |
| SEC # | 801-66098 |
| CIK # | 0000702007 |
| AUM | $488.4 MM (2023-12-11) |
| Employees | 23 (30% Investors, 87% Brokers) |
| Phone | 415-962-2526 |
| Address | 30 Liberty Ship Way 3225 Sausalito, CA 94965 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| AAPL | 2,382,844.0 | 10.8 | |
| MSA | 4,753.0 | 6.5 | |
| MSFT | 1,918,222.4 | 4.5 | |
| V | 419,260.5 | 4.0 | |
| KNTK | 4,851.7 | 3.7 | |
| COST | 207,576.9 | 3.5 | |
| CAT | 99,975.7 | 3.4 | |
| CVX | 294,604.1 | 3.2 | |
| DGICA | 527.2 | 3.0 | |
| NAII | 62.8 | 2.5 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 381 | 124.6 |
| (b) Individuals (high net worth individuals) | 142 | 341.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 5 | 2.7 |
| (h) Charitable organizations | 0 | 0.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 7 | 19.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,256 | 488.4 |
| By Discretionary | ||
| Discretionary | 1,158 | 451.6 |
| Non-Discretionary | 98 | 36.9 |
| Total | 1,256 | 488.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 488.4 | |
| Total | 1,256 | 488.4 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0000702007] | |
| D | [0000702007] | |
| SC 13D | [0000702007] | |
| SC 13G | [0000702007] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
M Kraus & Company
✚
|
VT | 0.5 |
|
Lighthouse Financial LLC
✚
|
FL | 0.5 |
|
Dumont & Blake Investment Advisors LLC
✚
|
NJ | 0.5 |
|
Benin Management Corp
✚
|
CT | 0.5 |
|
Northwest Financial Services Inc
✚
|
IN | 0.5 |
|
Meridian Investment Counsel Inc
✚
|
CA | 0.5 |
|
ZRC Wealth Management LLC
✚
|
CA | 0.5 |
|
McGowan & Co LLP
✚
|
PA | 0.5 |
|
Evernest Financial Advisors
✚
|
IN | 0.5 |
|
Meritas Wealth Management LLC
✚
|
CA | 0.5 |