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| First Analysis Capital Management LLC
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|---|---|
| CRD # | 161373 |
| SEC # | 801-74366 |
| CIK # | |
| AUM | $199.5 MM (2024-05-06) |
| Employees | 25 (36% Investors, 100% Brokers) |
| Phone | 312-258-1400 |
| Address | One South Wacker 39th Floor Chicago, IL 60606 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| VC | First Analysis Fund Xiv-A LP | [2023-09-06] | 0.0 | 2.8 |
| VC | First Analysis Fund XIV Cayman LP | [2023-09-06] | 0.0 | 0.6 |
| VC | First Analysis Fund XIV LP | [2023-09-06] | 0.0 | 0.9 |
| VC | First Analysis Fund XII Cayman LP | [2018-03-28] | 0.0 | 7.8 |
| VC | First Analysis Fund XII LP | [2018-03-28] | 64.8 | 82.1 |
| PE | First Analysis Private Equity Fund V-C LP | [2014-03-31] | 5.0 | 6.0 |
| PE | First Analysis Private Equity Fund V LP | [2013-04-01] | 2.8 | 21.4 |
| PE | FA Private Equity Fund IV GmbH & Co Beteiligungs KG | 2012-02-17 | 0.4 | |
| PE | FA Private Equity Fund IV LP | 2012-02-17 | 10.0 | |
| PE | First Analysis Private Equity Fund V-A LP | [2012-02-17] | 55.2 | 67.5 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 12 | 199.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 12 | 199.5 |
| By Discretionary | ||
| Discretionary | 12 | 199.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 12 | 199.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 14.7 | |
| United States Persons | 184.7 | |
| Total | 12 | 199.5 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Howard Smith | 39 | |||
| James Macdonald | 37 | |||
| Tracy Marshbanks | 23 | |||
| Corey Greendale | 11 | |||
| Matthew Nicklin | 5 | |||
| F Nicklin Jr | 5 | |||
| First Analysis Corporation | 5 | |||
| First Analysis Venture Operations & Research LLC | 5 | |||
| First Analysis Fund XIV GP LLC | 3 | |||
| First Analysis Fund XII GP Manager LLC | 2 | |||
| View All | ||||
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