First Financial Equity Corporation

ITEM 7: TYPES OF CLIENTS

FFEC provides advisory services to the following types of clients:

    •    Individuals (other than high net worth individuals)

    •    High Net Worth Individuals

    •    Pension and Profit Sharing Plans (other than plan participants)

    •    Charitable Organizations

    •    Corporation or Business entities other than those listed above
All clients are required to execute an agreement for services in order to establish a client arrangement with FFEC.

MINIMUM INVESTMENT AMOUNTS REQUIRED

FFEC typically requires a minimum investment amount of $25,000.00 to establish an FFEC Investment
Management account or an account managed on an institutional RIA platform. FFEC waives the minimum
investment amount for retirement accounts. FFEC may accept accounts with less than $25,000.00 in assets if FFEC
believes that, based on information provided by the client to the IAR, investing a lower amount is appropriate for
the client and is acceptable to the program sponsor. It should be noted that IARs could require higher account
minimums than the $25,000 level established by FFEC. Accounts might not be aggregated to meet program
minimums. You should consult with your IAR to determine the required account minimum.
Sponsors of the TPM programs that FFEC participates in are responsible for determining account minimums and
whether such minimums are negotiable. If an account minimum is not established by the TPM , FFEC suggests
that clients invest at least $25,000.00 in the investment management services. FFEC could accept accounts with
less than $25,000.00 in assets if FFEC believes that, based on information provided by the client to the IAR,
investing a lower amount is appropriate for the client and is acceptable to the program sponsor.