|
⚲
|
| Focus Wealth Planning Inc
✚
|
|
|---|---|
| CRD # | 297806 |
| SEC # | 801-113955 |
| CIK # | |
| AUM | $114.4 MM (2023-03-16) |
| Employees | 3 (33% Investors, 0% Brokers) |
| Phone | 815-633-8844 |
| Address | 6870 Rote Road Rockford, IL 61107-2690 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 114 | 27.9 |
| (b) Individuals (high net worth individuals) | 38 | 86.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 162 | 114.4 |
| By Discretionary | ||
| Discretionary | 162 | 114.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 162 | 114.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 114.4 | |
| Total | 162 | 114.4 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
WJ Financial Advisors LLC
✚
|
CT | 0.1 |
|
Smart Portfolios LLC
✚
|
WA | 0.1 |
|
Avrio Wealth PTE Ltd
✚
|
0.1 | |
|
Kensington Financial Advisors LLC
✚
|
NJ | 0.1 |
|
Dorado Wealth Management LLC
✚
|
NY | 0.1 |
|
Read & Powell Financial Services LLC
✚
|
NV | 0.1 |
|
New Millennium Group LLC
✚
|
UT | 0.1 |
|
Wealth Management CPAS LLC
✚
|
UT | 0.1 |
|
PSC Financial LLC
✚
|
MN | 0.1 |
|
Kastel Capital Advisors LLC
✚
|
MA | 0.1 |