Footprints Asset Management & Research Inc

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Assets, Funds, Holdings

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Footprints Asset Management & Research Inc
CRD #128040
SEC #801-62315
CIK #0001338208
AUM $41.1 M (2025-04-01)
Employees 3 (67% Investors, 0% Brokers)
Phone402-445-9333
Address11422 Miracle Hills Drive
Omaha, NE 68154
Source [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook]
Total AUM ($M)
13010478522602001200920172026
Type Form D Funds Date Sold ($M) AUM ($M)
Other Footprints Partners LP 2012-03-29 1.6
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 85 23.0
(b) Individuals (high net worth individuals) 8 18.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 1 0.1
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.1
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 170 41.1
By Discretionary
Discretionary 166 35.6
Non-Discretionary 4 5.5
Total 170 41.1
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 41.1
Total 170 41.1
EDGAR Form CIK 2011 - 2025
SC 13D [0001338208]
SC 13G [0001338208]
Form 13D/13G Filer Form 13D/13G Subject Filed
Footprints Asset Management & Research ION Geophysical Corp [2022-02-14]
Footprints Asset Management & Research American Superconductor Corp /DE/ [2022-02-14]
Footprints Asset Management & Research ION Geophysical Corp [2020-02-14]
Footprints Asset Management & Research American Superconductor Corp /DE/ [2019-02-14]
Footprints Asset Management & Research Glassbridge Enterprises Inc [2019-02-14]
Footprints Asset Management & Research Seachange International Inc [2019-02-14]
Footprints Asset Management & Research Western Energy Services Corp [2019-02-14]
Footprints Asset Management & Research ION Geophysical Corp [2019-02-14]
Footprints Asset Management & Research Wegener Corp [2019-02-14]
Footprints Asset Management & Research Glassbridge Enterprises Inc [2018-03-09]
Footprints Asset Management & Research ION Geophysical Corp [2017-01-05]
Footprints Asset Management & Research First Marblehead Corp [2017-01-04]
Footprints Asset Management & Research Imation Corp [2017-01-04]
Footprints Asset Management & Research Wegener Corp [2017-01-04]
Footprints Asset Management & Research First Marblehead Corp [2016-02-12]
Footprints Asset Management & Research Doral Financial Corp [2016-02-12]
Footprints Asset Management & Research American Superconductor Corp /DE/ [2016-02-12]
Footprints Asset Management & Research Doral Financial Corp [2014-02-12]
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Secure Investment Management LLC
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