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| Keyboard |
| Footprints Asset Management & Research Inc
✚
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|---|---|
| CRD # | 128040 |
| SEC # | 801-62315 |
| CIK # | 0001338208 |
| AUM | 41.9 M (2026-02-27) |
| Employees | 3 (67% Investors, 0% Brokers) |
| Phone | 402-445-9333 |
| Address | |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Footprints Partners LP | 2012-03-29 | 1.6 M |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 89 | 16.5 |
| (b) Individuals (high net worth individuals) | 11 | 25.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 162 | 41.9 |
| By Discretionary | ||
| Discretionary | 158 | 36.6 |
| Non-Discretionary | 4 | 5.3 |
| Total | 162 | 41.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 41.8 | |
| Total | 162 | 41.9 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| SC 13D | [0001338208] | |
| SC 13G | [0001338208] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Retail |
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