Sound & Secure Advisors LLC

Fees and Compensation - Item 5

 Consulting Services Fees
 SSA charges a negotiable hourly fee of $350 for consulting services. Prior to engaging SSA to provide consulting
 services, clients will be required to enter into a written agreement. The agreement will set forth the terms and
 conditions of the engagement and will describe the scope of the services to be provided. Fee payment
 arrangements may be negotiated with the client on a case-by-case basis. Fees are payable as invoiced. Either
 party may terminate the agreement by written notice to the other. Refunds are not applicable because fees are
 payable in arrears.

 Portfolio Management Services Fees

Sound & Secure Advisors LLC
Form ADV Part 2 Brochure

 SSA charges an annual management fee of up to 1.25% of assets under management. The fee is negotiable and
 the exact fee paid by you can be adjusted for special circumstances. This fee is deducted from the client's account
 held at the custodian. The client authorizes SSA to debit the fee from the client’s account. If requested by the
 client, we may also invoice the client directly for the payment of fees in lieu of a direct deduction from the client’s
 account.

 The annual fee is billed quarterly, semiannually, or annually in arrears, depending on the payment arrangement
 negotiated with the client and set forth in the client agreement. Fees will be assessed pro rata in the event the
 agreement is executed at any time other than the first day of a billing period. Fees will be adjusted for any deposits
 or withdrawals during the billing period. We may deduct the fee from a single, client-designated account to
 facilitate billing.

 At the inception of investment management services, the first pay period’s fees will be calculated on a pro-rata
 basis. The client may terminate the agreement upon 30-days' written notice to our firm. The client will incur a pro
 rata charge for services rendered prior to the termination of the agreement, which means you will incur advisory
 fees only in proportion to the number of days in the pay period for which you are a client.

 As paying agent for our firm, your custodian will deduct the investment advisory fee directly from your account.
 The fee is deducted only when you have given us written authorization permitting the fees to be paid directly
 from your account. If insufficient cash is available to pay such fees, securities in an amount equal to the balance
 of unpaid fees will be liquidated to pay for the unpaid balance. Further, the qualified custodian will deliver an
 account statement to you at least quarterly. These account statements will show all disbursements from your
 account. We encourage you to review the statement(s) you receive from the qualified custodian for accuracy. If
 you have questions about your statements, or if you did not receive a statement from the qualified custodian,
 please call our office number located on the cover page of this brochure.

 Additional Fees and Expenses
 All fees paid to SSA for investment advisory services are separate and distinct from the fees and expenses charged
 to shareholders by investment companies, such as unit investment trusts, mutual funds, or exchange traded
 funds. These fees and expenses are described in each fund's prospectus. These fees generally include a
 management fee, other fund expenses, and a possible distribution fee. If the fund also imposes sales charges, you
 may pay an initial or deferred sales charge. Clients should also note that money market accounts offered by the
 qualified custodian are subject to internal expenses that are charged to shareholders.

 You could invest in a mutual fund directly, without the services of SSA. In which case, you would not receive the
 advice provided by SSA, which is designed, among other things, to assist you in determining which mutual fund
 or funds are most appropriate to your financial condition and objectives. Accordingly, you should review both the
 fees charged by the funds and the fees charged by SSA to fully understand the total amount of fees to be paid by
 you to evaluate the advisory services being provided. Although SSA uses its best efforts to purchase lower cost
 mutual fund shares when available, some mutual fund companies do not offer institutional classes to us or they
 do not offer funds that do not pay 12b-1 distribution fees.

 You will also incur custodial fees, transaction charges and/or brokerage fees when purchasing or selling securities.
 These charges and fees are typically imposed by the broker-dealer or custodian through which your account
 transactions are executed. Please see Item 12 – Brokerage Practices for further information on brokerage and
 transaction costs. We do not share in any portion of the fees or charges imposed by the broker-dealer or
 custodian. Where suitable, we will recommend no-load mutual funds. To fully understand the total cost you will
 incur, you should review all the fees charged by mutual funds, exchange traded funds, our firm, and others. For
 information on our brokerage practices, please refer to the “Brokerage Practices” section of this Disclosure
 Brochure.

 Cash Positions. SSA treats cash and cash equivalents as an asset class. Accordingly, unless otherwise agreed in
 writing, all cash and cash equivalent positions (e.g., money market funds, etc.) are included as part of assets under

Sound & Secure Advisors LLC
Form ADV Part 2 Brochure

 management for purposes of calculating SSA’s advisory fee. At any specific point in time, depending upon
 perceived or anticipated market conditions/events (there being no guarantee that such anticipated market
 conditions/events will occur), SSA may maintain cash and/or cash equivalent positions for defensive, liquidity, or
 other purposes. While assets are maintained in cash or cash equivalents, such amounts could miss market
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Types of Clients - Item 7

 We generally offer investment advisory services to individuals, trusts, estates, corporations, and other business
 entities. SSA does not require a minimum account size for advisory accounts.

                       Methods of Analysis, Investment Strategies and Risk of Loss - Item 8

Sound & Secure Advisors LLC
Form ADV Part 2 Brochure

 We may use one or more of the following methods of analysis and/or investment strategies when providing
 investment advice to you:

     •   Fundamental Analysis – Fundamental analysis involves analyzing individual companies and their industry
         groups, such as a company’s financial statements, details regarding the company’s product line, the
         experience and expertise of the company’s management, and the outlook for the company’s industry.
         The resulting data is used to measure the true value of the company’s stock compared to the current
         market value. The primary risk of fundamental analysis is that information obtained may be incorrect
         and the analysis may not provide an accurate estimate of earnings, which may be the basis for a stock’s
         value. If securities prices adjust rapidly to new information, utilizing fundamental analysis may not result
         in favorable performance.

     •   Technical Analysis – Technical analysis is a technique that relies on the assumption that current market
         data (such as charts of price, volume, and open interest) can help predict future market trends, at least
         in the short term. It assumes that market psychology influences trading and can predict when stocks will
         rise or fall. Technical trading models are mathematically driven based upon historical data and trends of
         domestic and foreign market trading activity, including various industry and sector trading statistics
         within such markets. Technical trading models, through mathematical algorithms, attempt to identify
         when markets are likely to increase or decrease and identify appropriate entry and exit points. The
         primary risk of technical trading models is that historical trends and past performance cannot predict
         future trends, and there is no assurance that the mathematical algorithms employed are designed
         properly, updated with new data, and can accurately predict future market, industry, and sector
         performance.

     •   Cyclical Analysis – Cyclical analysis is similar to technical analysis in that it involves the analysis of market
         conditions at a macro (entire market/economy) or micro (company specific) level, rather than the overall
         fundamental analysis of the health of the particular company. The primary risks with cyclical analysis are
         similar to those of technical analysis.

     •   Charting Analysis – Charting analysis involves the gathering and processing of price and volume pattern
         information for a particular security, sector, broad index, or commodity. This price and volume pattern
         information is analyzed. The resulting pattern and correlation data is used to detect departures from
         expected performance and diversification and predict future price movements and trends. The primary
         risk of charting analysis is that it may not accurately detect anomalies or predict future price movements.
         Current prices of securities may reflect all information known about the security and day-to-day changes
         in market prices of securities may follow random patterns and may not be predictable with any reliable
         degree of accuracy.

 We may use one or more of the following investment strategies when advising you on investments:

     •   Long Term Purchases – securities purchased with the expectation that the value of those securities will
         grow over a relatively long period, generally greater than one year. Using a long-term purchase strategy
         generally assumes the financial markets will go up in the long-term which may not be the case. There is
         also the risk that the segment of the market that you are invested in or perhaps just your particular
         investment will go down over time even if the overall financial markets advance. Purchasing investments
         long-term may create an opportunity cost - "locking-up" assets that may be better utilized in the short-
         term in other investments.

     •   Short Term Purchases – securities purchased with the expectation that they will be sold within a relatively
         short period of time, generally less than one year, to take advantage of the securities' short-term price
         fluctuations. Using a short-term purchase strategy generally assumes that we can predict how financial
         markets will perform in the short-term which may be very difficult and will incur a disproportionately
         higher amount of transaction costs compared to long-term trading. Many factors can affect financial

Sound & Secure Advisors LLC
Form ADV Part 2 Brochure

          market performance in the short-term (such as short-term interest rate changes, cyclical earnings
          announcements, etc.) but may have a smaller impact over longer periods.

     •    Option Writing – an option is the right either to buy or sell a specified amount or value of a particular
          underlying investment instrument at a fixed price (i.e. the “exercise price”) by exercising the option
          before its specified expiration date. Options giving you the right to buy are called “call” options. Options
          giving you the right to sell are called “put” options. When trading options on behalf of a client, we
          generally use covered options. Covered options involve options trading when you own the underlying
          instrument on which the option is based. Investments in options contracts have the risk of losing value
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