Formation Capital LLC

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Assets, Funds, Holdings

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Formation Capital LLC
CRD #160400
SEC #801-80200
CIK #
AUM
Employees 14 (86% Investors, 0% Brokers)
Phone770-754-9660
Address3550 Lenox Road NE
Atlanta, GA 30326
Source [IAPD] [Website] [LinkedIn]
Total AUM ($B)
7.56.04.53.01.50.02009201420192025
Type Form D Funds Date Sold AUM
SA FCE Lending LLC 2019-03-28 70.4 M
Other FC Lending Fund IV LLC 2018-03-30 65.7 M
SA FCA Finance III LLC [2017-03-29] 21.8 M
Filed 2016-08-18 (D) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
RE FC Encore LP [2017-03-29] 220.0 M 28.2 M
Filed 2016-02-18 (D) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
SA FCA Finance II LLC 2016-03-31
SA FCA Finance LLC 2016-03-31
PE FCGR Holdings LLC 2016-03-31 7.6 M
RE Eclipse Investment LLC 2014-08-08 357.4 M
Other FC GEN Operations Investment LLC 2014-08-08 2,000.0 M
RE FC Highlands Investors LLC 2014-08-08
View All
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 2 0.5
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 2 0.5
By Discretionary
Discretionary 2 0.5
Non-Discretionary 0 0.0
Total 2 0.5
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 0.5
Total 2 0.5
Form D Directors Role # Filings # Firms 2011 - 2026
Stephen Levey Executive Officer 16 6
Scott Brown Executive Officer 67 5
Brian Beckwith Executive Officer 16 3
Christina Firth Director 6 3
Arnold Whitman Executive Officer 19 2
Steven Fishman Executive Officer 11 2
Agha Khan Executive Officer 10 2
Harrison Hunter Executive Officer 2 2
FC Encore GP LLC Promoter 1 1
FC Lending Fund Manager LLC Promoter 1 1
View All
Firm Profile (Form ADV)
Discretionary AUM$4.7B
ServesInstitutional
Fund TypesPrivate Equity, Real Estate
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