Forteris Wealth Management Inc

Item 5 Fees and Compensation
Portfolio Management Services
Our fee for portfolio management services is based on a percentage of the assets in your account and
is set forth in the following annual fee schedule:

                                          Annual Fee Schedule

            Assets Under Management                                        Annual Fee
                 Up to $5,000,000                                            1.00%

             $5,000,001 - $10,000,000                                         0.75%

                 Over $10,000,000                                             0.50%

Generally, clients will be invoiced or have their account directly debited, in advance, at the beginning of
each calendar quarter based upon the value (market value or fair market value in the absence of
market value) of the client's account at the end of the previous quarter. Clients pay a pro-rata
management fee, in arrears, on funds that are invested for part of the previous quarter. Forteris will not
directly debit any client account without receiving written authorization from the client.

As noted above, Forteris' annual investment advisory fee is for discretionary investment advisory
services, non-discretionary investment advisory services, financial planning, and consulting services.

In the event that the client requires extraordinary planning and/or consultation services (to be
determined in the sole discretion of Forteris), Forteris will charge an additional fee for such services,
the dollar amount of which shall be set forth in a separate written notice to the client.

In limited circumstances, Forteris may be retained to provide financial planning or consulting services
only. Forteris' fees for these services will be charged on an hourly basis with the minimum fee being
$250 per hour. A retainer may be requested upon completion of Forteris' fact-finding session with the
client. However, advance payment will not exceed $1,200 for work that will not be completed within six
months. The balance will be due upon completion of the plan or consulting service.

Forteris' financial planning and/or consulting fee(s) will be determined based on the nature of the
services being provided and the complexity of each client's circumstances. All fees are agreed upon
prior to entering into a contract with any client.

The length of time it will take to provide a financial plan or consulting service will also depend on the
complexity of each client's circumstances. Typically, the financial plan will be presented to the client
within six months of the contract date, provided that all information needed to prepare the financial plan
has been promptly provided by the client.

Financial Planning Services
We charge an hourly fee of $250 for financial planning services, which is negotiable depending on the
scope and complexity of the plan, your situation, and your financial objectives. An estimate of the total
time/cost will be determined at the start of the advisory relationship. In limited circumstances, the
cost/time could potentially exceed the initial estimate. In such cases, we will notify you and request that
you approve the additional fee.

We require that you pay 50% of the fee in advance and the remaining portion upon the completion of
the services rendered. We will not require prepayment of a fee more than six months in advance and in
excess of $1,200.

At our discretion, we may offset our financial planning fees to the extent you implement the financial
plan through our Portfolio Management Service.

You may terminate the financial planning agreement by providing written notice to our firm. You will
incur a pro rata charge for services rendered prior to the termination of the agreement, which means
you will incur advisory fees only for the services rendered prior to the termination. If you have pre-paid
advisory fees that we have not yet earned, you will receive a prorated refund of those fees.

Financial Consulting Services
We charge an hourly fee of $250 for financial consulting services, which is negotiable depending on
the scope and complexity of the services to be rendered. An estimate of the total time/cost will be
determined at the start of the advisory relationship. In limited circumstances, the cost/time could
potentially exceed the initial estimate. In such cases, we will notify you and request that you approve
the additional fee.

We require that you pay 50% of the fee in advance and the remaining portion upon the completion of
the services rendered. We will not require prepayment of a fee more than six months in advance and in
excess of $1,200.

You may terminate the advisory consulting services agreement upon written notice to our firm. You will
incur a pro rata charge for services rendered prior to the termination of the agreement, which means
you will incur advisory fees only for the services rendered prior to the termination. If you have pre-paid
advisory fees that we have not yet earned, you will receive a prorated refund of those fees.

Pension Consulting Services
Our advisory fees for these customized services will be negotiated with the plan sponsor or named
fiduciary on a case-by-case basis.

Either party to the pension consulting agreement may terminate the agreement upon written notice to
the other party in accordance with the terms of the agreement for services. You will incur a pro rata
charge for services rendered prior to the termination of the agreement, which means you will incur

advisory fees only in proportion to the number of days in the quarter for which you are a client. If you
have pre-paid advisory fees that we have not yet earned, you will receive a prorated refund of those
fees.

Other Fees and Expenses
All fees paid to Forteris for investment advisory services are separate and distinct from the fees and
expenses charged by mutual funds and ETFs (collectively, the Funds) to their shareholders. These
...

Item 7 Types of Clients
We offer investment advisory services to individuals, including high net worth individuals, pension and
profit sharing plans, trusts, estates, charitable organizations, corporations and other business entities.

In general, we require a minimum fee in the amount of $5,000 or $500,000 in assets under
management to open and maintain an advisory account. At our discretion, we may waive this minimum
account fee. For example, we may waive the minimum if you appear to have significant potential for
increasing your assets under our management.

We may also combine account values for you and your minor children, joint accounts with your
spouse, and other types of related accounts to meet the stated minimum.