Vaughan and Company Securities Inc

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Vaughan and Company Securities Inc
CRD #18826
SEC #801-118757
CIK #0000805870
AUM $280.0 M (2025-02-18)
Employees 7 (71% Investors, 0% Brokers)
Phone201-444-1361
Address68 Passaic Street
Ridgewood, NJ 07450-9901
Source [IAPD] [EDGAR] [Website] [Facebook]
Total AUM ($M)
3002401801206002000200820172026
Sector Form 13F Holdings Value ($M)
Apple Inc 2.2
Philip Morris International Inc 1.5
International Business Machines Corp 1.0
CVS Caremark Corp 0.9
Verizon Communications Inc 0.8
Bank of Montreal /Can/ 0.8
Valley National Bancorp 0.8
VICI Properties Inc 0.7
Brookfield Infrastructure Corp 0.7
OGE Energy Corp 0.7
View All
Holdings by Sector ($M)
180144108723602020202220242026
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 140 70.0
(b) Individuals (high net worth individuals) 60 180.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 10 30.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 458 280.0
By Discretionary
Discretionary 448 180.0
Non-Discretionary 10 100.0
Total 458 280.0
By Non-United States Persons
Non-United States Persons 0.2
United States Persons 279.8
Total 458 280.0
EDGAR Form CIK 2011 - 2025
13F-HR [0000805870]
Comparable Firms State AUM ($B)
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Synergy Financial Partners LLC
CO 0.3
Promontory Financial Planning LLC
0.3
Union Heritage Capital
MI 0.3
Asset Preservation Group Inc
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Horizon Family Wealth Inc
IL 0.3
Bennett Selby Investments Limited Partnership
0.3
Lubitz Linda S CFP PA
FL 0.3
Covington & Associates Inc
NJ 0.3
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