Vaughan and Company Securities Inc

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Assets, Funds, Holdings

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Vaughan and Company Securities Inc
CRD #18826
SEC #801-118757
CIK #0000805870
AUM $250.0 MM (2024-03-06)
Employees 5 (60% Investors, 0% Brokers)
Phone201-444-1361
Address68 Passaic Street
Ridgewood, NJ 07450-9901
Source [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook]
Total AUM ($MM)
3002401801206002001200920172025
Sector Form 13F Holdings Cap ($MM) Value ($MM)
AAPL 2,382,844.0 2.4
PM 158,793.3 1.0
VZ 211,914.0 0.8
PFE 284,248.0 0.8
IBM 127,593.9 0.8
OKE 25,448.2 0.8
VLY 5,351.6 0.7
BMY 167,557.4 0.7
VICI 29,371.6 0.7
MMM 74,165.4 0.7
Holdings by Sector ($MM)
16012896643202018202020222025
AUM Breakdown Accounts AUM ($MM)
By Client Type
(a) Individuals (other than high net worth individuals) 131 60.0
(b) Individuals (high net worth individuals) 58 170.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 10 20.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 440 250.0
By Discretionary
Discretionary 430 230.0
Non-Discretionary 10 20.0
Total 440 250.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 250.0
Total 440 250.0
EDGAR Form CIK 2011 - 2024
13F-HR [0000805870]
Comparable Firms State AUM ($BB)
Kensington Investment Counsel LLC
CA 0.3
Trademark Financial Management LLC
MN 0.3
Lee Johnson Capital Management LLC
TX 0.3
HFG Advisors Inc
OH 0.3
Cogent Strategic Wealth LLC
IL 0.3
The Retirement GUYS Formula LLC
OH 0.3
Fai Advisors Inc
MI 0.2
Royal Oak Financial Advisors LLC
MI 0.2
Three Seasons Wealth
UT 0.2
United Brokerage Services Inc
WV 0.2
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