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Vaughan and Company Securities Inc
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CRD # | 18826 |
SEC # | 801-118757 |
CIK # | 0000805870 |
AUM | $250.0 MM (2024-03-06) |
Employees | 5 (60% Investors, 0% Brokers) |
Phone | 201-444-1361 |
Address | 68 Passaic Street Ridgewood, NJ 07450-9901 |
Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
Total AUM ($MM) |
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Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
---|---|---|---|
AAPL | 2,382,844.0 | 2.4 | |
PM | 158,793.3 | 1.0 | |
VZ | 211,914.0 | 0.8 | |
PFE | 284,248.0 | 0.8 | |
IBM | 127,593.9 | 0.8 | |
OKE | 25,448.2 | 0.8 | |
VLY | 5,351.6 | 0.7 | |
BMY | 167,557.4 | 0.7 | |
VICI | 29,371.6 | 0.7 | |
MMM | 74,165.4 | 0.7 |
Holdings by Sector ($MM) |
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AUM Breakdown | Accounts | AUM ($MM) |
---|---|---|
By Client Type | ||
(a) Individuals (other than high net worth individuals) | 131 | 60.0 |
(b) Individuals (high net worth individuals) | 58 | 170.0 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 0 | 0.0 |
(g) Pension and profit sharing plans | 10 | 20.0 |
(h) Charitable organizations | 0 | 0.0 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 0 | 0.0 |
(n) Other | 0 | 0.0 |
Total | 440 | 250.0 |
By Discretionary | ||
Discretionary | 430 | 230.0 |
Non-Discretionary | 10 | 20.0 |
Total | 440 | 250.0 |
By Non-United States Persons | ||
Non-United States Persons | 0.0 | |
United States Persons | 250.0 | |
Total | 440 | 250.0 |
EDGAR Form | CIK | 2011 - 2024 |
---|---|---|
13F-HR | [0000805870] |
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WV | 0.2 |