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| Vaughan and Company Securities Inc
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|
|---|---|
| CRD # | 18826 |
| SEC # | 801-118757 |
| CIK # | 0000805870 |
| AUM | $218.9 M (2026-05-06) |
| Employees | 6 (67% Investors, 0% Brokers) |
| Phone | 201-444-1361 |
| Address | 68 Passaic Street Ridgewood, NJ 07450-9901 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 2.2 | ||
| Valero Energy Corp/Tx | 1.1 | ||
| Bristol Myers Squibb Co | 0.9 | ||
| GlaxoSmithKline PLC | 0.9 | ||
| Chevron Corp | 0.9 | ||
| United Parcel Service Inc | 0.8 | ||
| Verizon Communications Inc | 0.8 | ||
| Eastman Chemical Co | 0.8 | ||
| Oneok Inc /New/ | 0.8 | ||
| Philip Morris International Inc | 0.8 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 130 | 39.1 |
| (b) Individuals (high net worth individuals) | 60 | 179.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 2 | 0.2 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.2 |
| (n) Other | 0 | 0.0 |
| Total | 544 | 218.9 |
| By Discretionary | ||
| Discretionary | 532 | 215.7 |
| Non-Discretionary | 12 | 3.2 |
| Total | 544 | 218.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.2 | |
| United States Persons | 218.7 | |
| Total | 544 | 218.9 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000805870] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Newbridge Wealth Management LLC
✚
|
PA | 0.2 |
|
Slocum Gordon & Co LLP
✚
|
RI | 0.2 |
|
Forteris Wealth Management Inc
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|
NY | 0.2 |
|
San BLAS Advisory Inc
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|
GA | 0.2 |
|
Foster & Wood Inc
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|
OR | 0.2 |
|
Capital Consulting & Asset Management Inc
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|
NE | 0.2 |
|
Griffith & Werner Inc
✚
|
GA | 0.2 |
|
Miami Valley Portfolio Management Inc
✚
|
OH | 0.2 |
|
Kempner Capital Management Inc
✚
|
TX | 0.2 |
|
Highpass Asset Management LLC
✚
|
CO | 0.2 |