Forward Management LLC

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Assets, Funds, Holdings

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Forward Management LLC
CRD #109193
SEC #801-55746
CIK #0001385864
AUM
Employees 44 (7% Investors, 41% Brokers)
Phone415-869-6300
Address244 California Street
San Francisco, CA 94111
Source [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook]
Total AUM ($B)
6.04.83.62.41.20.01999200720152024
Type Form D Funds Date Sold ($M) AUM ($M)
HF Salient Convexity Fund LP [2017-03-30] 2.4 38.6
HF Salient Convexity Offshore Fund Ltd [2017-03-30] 30.0 28.2
HF Forward Asymmetry Global Healthcare Master Fund LP [2013-07-01] 16.0 9.7
HF Forward Asymmetry Global Healthcare Fund LP [2013-01-02] 124.6 102.5
HF Forward Buffered Equity Fund I LP [2012-03-01] 10.0 11.8
HF Forward Endurance Fund LP [2012-03-01] 17.7 7.0
HF Kensington Realty Income Fund LP 2012-03-01 5.7
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 118 0.0
(b) Individuals (high net worth individuals) 29 0.1
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 4 0.7
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 5 0.0
(h) Charitable organizations 5 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 9 0.0
(n) Other 0 0.0
Total 170 0.9
By Discretionary
Discretionary 170 0.9
Non-Discretionary 0 0.0
Total 170 0.9
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 0.9
Total 170 0.9
Form D Directors # Filings # Firms 2011 - 2025
Paul Stevenson 114
Paul Bachtold 44
Jeremy Radcliffe 74
John Blaisdell 38
Scott Craven Jones 14
William Hunt 30
William Guinn 10
Jonathan Depriest 7
Salient Liquid Alts GP LP 7
William Enszer 9
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EDGAR Form CIK 2011 - 2025
13F-HR [0001385864]
SC 13G [0001385864]
Form 13D/13G Filer Form 13D/13G Subject Filed
Forward Management LLC Clipper Realty Inc [2018-01-18]
Forward Management LLC Consolidated Tomoka Land Co [2018-01-18]
Forward Management LLC Jernigan Capital Inc [2017-07-07]
Forward Management LLC Chatham Lodging Trust [2017-01-25]
Forward Management LLC Wheeler Real Estate Investment Trust Inc [2017-01-25]
Forward Management LLC Ashford Hospitality Prime Inc [2016-04-22]
Forward Management LLC National Storage Affiliates Trust [2016-01-11]
Forward Management LLC Greenhunter Resources Inc [2016-01-11]
Forward Management LLC Global X Funds [2015-09-08]
Forward Management LLC Peak Resorts Inc [2015-01-12]
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