Forward Management LLC

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Forward Management LLC
CRD #109193
SEC #801-55746
CIK #0001385864
AUM
Employees 44 (7% Investors, 41% Brokers)
Phone415-869-6300
Address244 California Street
San Francisco, CA 94111
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook]
Total AUM ($B)
6.04.83.62.41.20.02001200920172025
Type Form D Funds Date Sold AUM
HF Salient Convexity Fund LP [2017-03-30] 2.4 M 38.6 M
Offered $500,000,000 · Filed 2018-04-06 (D/A) · Exemption 506(b) · Minimum $1,000,000 · Remaining $497,600,000 · Duration More than one year · Commission $1,495 · Net Assets Decline to Disclose
HF Salient Convexity Offshore Fund Ltd [2017-03-30] 30.0 M 28.2 M
Offered $500,000,000 · Filed 2018-04-06 (D/A) · Exemption 506(b) · Minimum $1,000,000 · Remaining $470,000,000 · Duration More than one year · Commission $9,600 · Net Assets Decline to Disclose
HF Forward Asymmetry Global Healthcare Master Fund LP [2013-07-01] 16.0 M 9.7 M
Filed 2021-06-30 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Commission $7,000 · Net Assets Decline to Disclose
HF Forward Asymmetry Global Healthcare Fund LP [2013-01-02] 124.6 M 102.5 M
Filed 2021-06-30 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Commission $170,000 · Net Assets Decline to Disclose
HF Forward Buffered Equity Fund I LP [2012-03-01] 10.0 M 11.8 M
Filed 2011-09-09 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Forward Endurance Fund LP [2012-03-01] 17.7 M 7.0 M
Filed 2019-05-20 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Kensington Realty Income Fund LP 2012-03-01 5.7 M
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 118 0.0
(b) Individuals (high net worth individuals) 29 0.1
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 4 0.7
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 5 0.0
(h) Charitable organizations 5 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 9 0.0
(n) Other 0 0.0
Total 170 0.9
By Discretionary
Discretionary 170 0.9
Non-Discretionary 0 0.0
Total 170 0.9
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 0.9
Total 170 0.9
Form D Directors Role # Filings # Firms 2011 - 2026
Paul Stevenson Director 120 25
Jeremy Radcliffe Director, Executive Officer 74 12
Paul Bachtold Executive Officer 44 12
John Blaisdell Director, Executive Officer 38 8
Scott Craven Jones Director 15 8
William Hunt Executive Officer 30 5
William Guinn Executive Officer 10 5
Jonathan Depriest Executive Officer 7 4
Salient Liquid Alts GP LP Promoter 7 3
William Enszer Executive Officer 9 2
View All
EDGAR Form CIK 2011 - 2026
13F-HR [0001385864]
SC 13G [0001385864]
Form 13D/13G Filer Form 13D/13G Subject Filed
Forward Management LLC Clipper Realty Inc [2018-01-18]
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Forward Management LLC Wheeler Real Estate Investment Trust Inc [2017-01-25]
Forward Management LLC Ashford Hospitality Prime Inc [2016-04-22]
Forward Management LLC National Storage Affiliates Trust [2016-01-11]
Forward Management LLC Greenhunter Resources Inc [2016-01-11]
Forward Management LLC Global X Funds [2015-09-08]
Forward Management LLC Peak Resorts Inc [2015-01-12]
View All
Firm Profile (Form ADV)
Discretionary AUM$5.2B
ServesInstitutional, Retail
Fund TypesHedge Fund
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