Francis Capital Management LLC

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Assets, Funds, Holdings

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Francis Capital Management LLC
CRD #130165
SEC #801-79772
CIK #0001349205
AUM
Employees 4 (50% Investors, 0% Brokers)
Phone310-260-9708
Address1453 3rd Street
Santa Monica, CA 90401
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
13010478522602009201420192025
Type Form D Funds Date Sold ($M) AUM ($M)
HF Catalysis Offshore Ltd [2014-05-14] 38.9 26.9
HF Catalysis Partners LLC [2014-05-14] 50.9 43.6
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 4 75.7
By Discretionary
Discretionary 4 75.7
Non-Discretionary 0 0.0
Total 4 75.7
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 75.7
Total 4 75.7
Form D Directors Role # Filings # Firms 2011 - 2026
John Francis 32 2
Susanne Meline 7 2
Francis Capital Management LLC 2 2
Francis Capital Managment LLC 1 1
EDGAR Form CIK 2011 - 2026
3 [0001349205]
4 [0001349205]
SC 13G [0001349205]
Form 13D/13G Filer Form 13D/13G Subject Filed
Francis Capital Management LLC Biocardia Inc [2021-06-21]
Francis Capital Management LLC Aridis Pharmaceuticals Inc [2021-04-01]
Francis Capital Management LLC Achieve Life Sciences Inc [2021-01-07]
Francis Capital Management LLC Williams Industrial Services Group Inc [2020-12-23]
Francis Capital Management LLC Mediaco Holding Inc [2020-02-06]
Francis Capital Management LLC DUOS Technologies Group Inc [2019-02-15]
Francis Capital Management LLC Ikanos Communications [2014-02-14]
Francis Capital Management LLC MRV Communications Inc [2014-02-14]
Francis Capital Management LLC MRV Communications Inc [2013-02-05]
Francis Capital Management LLC Ikanos Communications [2013-02-05]
Form 3/4/5 Subject 2011 - 2026
Mediaco Holding Inc.
Francis Capital Management, LLC
Catalysis Partners, LLC
Francis, John P.
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