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| FSI Group LLC
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|---|---|
| CRD # | 109478 |
| SEC # | 801-118286 |
| CIK # | 0001041241, 0000841692 |
| AUM | |
| Employees | 5 (60% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 513-746-2200 |
| Address | 441 Vine Street Cincinnati, OH 45202 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Financial Stocks Capital Partners III LP | 2012-03-28 | 27.0 M | |
| PE | Financial Stocks Capital Partners II LP | 2012-03-28 | 1.9 M | |
| PE | Financial Stocks Capital Partners IV LP | 2012-03-28 | 3.0 M | |
| PE | Financial Stocks Capital Partners V LP | 2012-03-28 | 7.7 M | |
| HF | Financial Stocks Limited Partnership | 2012-03-28 | 80.2 M | |
| PE | FSI Skyline Fund OC Ltd | 2012-03-28 | 17.1 M |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.1 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 2 | 0.0 |
| Total | 3 | 0.1 |
| By Discretionary | ||
| Discretionary | 3 | 0.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 0.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.1 | |
| Total | 3 | 0.1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-Q | [0000841692] | |
| 4 | [0000841692] | |
| 8-K | [0000841692] | |
| SC 13D | [0000841692] | |
| SC 13G | [0000841692] | |
| 13F-HR | [0001041241] | |
| SC 13G | [0001041241] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| FSI Group LLC | TriState Capital Holdings Inc | [2014-02-03] |
| Gamco Investors Inc ET AL | FSI International Inc | [2012-08-22] |
| BlackRock Inc | FSI International Inc | [2012-02-09] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $4.1B |
| Clients | 1 |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity |
| LEI | 549300R9I8XXEBXS7N54 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
FSI International Inc FSII
STOCK OPTION (RIGHT TO BUY) · derivative
|
2012-10-11 | Disposed to issuer | 7,500 | $1.20 | 9,000 |
|
FSI International Inc FSII
STOCK OPTION (RIGHT TO BUY) · derivative
|
2012-10-11 | Disposed to issuer | 65,000 | $1.76 | 114,400 |
|
FSI International Inc FSII
STOCK OPTION (RIGHT TO BUY) · derivative
|
2012-10-11 | Disposed to issuer | 68,750 | $4.20 | 288,750 |
|
FSI International Inc FSII
STOCK OPTION (RIGHT TO BUY) · derivative
|
2012-10-11 | Disposed to issuer | 18,751 | $5.88 | 110,256 |
|
FSI International Inc FSII
STOCK OPTION (RIGHT TO BUY) · derivative
|
2012-10-11 | Disposed to issuer | 22,914 | $5.85 | 134,047 |
|
FSI International Inc FSII
STOCK OPTION (RIGHT TO BUY) · derivative
|
2012-10-11 | Disposed to issuer | 20,000 | $3.35 | 67,000 |
|
FSI International Inc FSII
STOCK OPTIN (RIGHT TO BUY) · derivative
|
2012-10-11 | Disposed to issuer | 10,000 | $1.93 | 19,300 |
|
FSI International Inc FSII
COMMON STOCK
|
2012-10-11 | Tender | 11,934 | $6.20 | 73,991 |
|
FSI International Inc FSII
STOCK OPTION (RIGHT TO BUY) · derivative
|
2012-10-11 | Disposed to issuer | 15,000 | $5.88 | 88,200 |
|
FSI International Inc FSII
STOCK OPTION (RIGHT TO BUY) · derivative
|
2012-10-11 | Disposed to issuer | 60,000 | $2.59 | 155,400 |
|
FSI International Inc FSII
STOCK OPTION (RIGHT TO BUY) · derivative
|
2012-10-11 | Disposed to issuer | 50,000 | $2.71 | 135,500 |
|
FSI International Inc FSII
STOCK OPTION (RIGHT TO BUY) · derivative
|
2012-10-11 | Disposed to issuer | 50,000 | $3.42 | 171,000 |
|
FSI International Inc FSII
STOCK OPTION (RIGHT TO BUY) · derivative
|
2012-10-11 | Disposed to issuer | 50,000 | $1.55 | 77,500 |
|
FSI International Inc FSII
STOCK OPTION (RIGHT TO BUY) · derivative
|
2012-10-11 | Disposed to issuer | 30,000 | $1.76 | 52,800 |
|
FSI International Inc FSII
STOCK OPTION (RIGHT TO BUY) · derivative
|
2012-10-11 | Disposed to issuer | 40,000 | $4.20 | 168,000 |
|
FSI International Inc FSII
STOCK OPTION (RIGHT TO BUY) · derivative
|
2012-10-11 | Disposed to issuer | 18,667 | $5.85 | 109,202 |
|
FSI International Inc FSII
STOCK OPTION (RIGHT TO BUY) · derivative
|
2012-10-11 | Disposed to issuer | 15,000 | $4.76 | 71,400 |
|
FSI International Inc FSII
STOCK OPTION (RIGHT TO BUY) · derivative
|
2012-10-11 | Disposed to issuer | 14,000 | $0.96 | 13,440 |
|
FSI International Inc FSII
STOCK OPTION (RIGHT TO BUY) · derivative
|
2012-10-11 | Disposed to issuer | 12,000 | $1.11 | 13,320 |
|
FSI International Inc FSII
STOCK OPTION (RIGHT TO BUY) · derivative
|
2012-10-11 | Disposed to issuer | 14,000 | $2.47 | 34,580 |
| showing 20 of 116 most recent transactions | |||||