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| Keyboard |
| FSIC II Advisor LLC
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|---|---|
| CRD # | 159976 |
| SEC # | 801-73088 |
| CIK # | 0001540855 |
| AUM | |
| Employees | 171 (6% Investors, 22% Brokers) |
| Phone | 215-495-1150 |
| Address | 201 Rouse Boulevard Philadelphia, PA 19112 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 1 | 5.1 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 5.1 |
| By Discretionary | ||
| Discretionary | 1 | 5.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1 | 5.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 5.1 | |
| Total | 1 | 5.1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001540855] | |
| 4 | [0001540855] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $3.3B |
| Serves | Institutional |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Eastman Kodak Co EK
125% Warrants · derivative
|
2013-10-01 | Other | 10,231 | ||
|
Eastman Kodak Co EK
135% Warrants · derivative
|
2013-10-01 | Other | 10,231 | ||
|
Eastman Kodak Co EK
125% Warrants · derivative
|
2013-10-01 | Other | 12,838 | ||
|
Eastman Kodak Co EK
135% Warrants · derivative
|
2013-10-01 | Other | 33,238 | ||
|
Eastman Kodak Co EK
135% Warrants · derivative
|
2013-10-01 | Other | 30,951 | ||
|
Eastman Kodak Co EK
135% Warrants · derivative
|
2013-10-01 | Other | 12,838 | ||
|
Eastman Kodak Co EK
125% Warrants · derivative
|
2013-10-01 | Other | 33,238 | ||
|
Eastman Kodak Co EK
125% Warrants · derivative
|
2013-10-01 | Other | 30,951 | ||
|
Eastman Kodak Co EK
Common Stock
|
2013-09-30 | Other | 36,943 | ||
|
Eastman Kodak Co EK
Common Stock
|
2013-09-30 | Other | 29,442 | ||
|
Eastman Kodak Co EK
Common Stock
|
2013-09-30 | Other | 89,068 | ||
|
Eastman Kodak Co EK
Common Stock
|
2013-09-30 | Other | 95,651 |