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| Happy Holidays!! thanks for using AUM13F!! |
| Fuller Investment Management Company
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| CRD # | 167467 |
| SEC # | 801-78317 |
| CIK # | |
| AUM | $230.3 M (2025-03-24) |
| Employees | 9 (22% Investors, 0% Brokers) |
| Phone | 626-765-8450 |
| Address | 135 North Oakland Avenue Pasadena, CA 91182 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | Fuller Endowment Fund LLC | 2019-03-25 | 166.4 | |
| HF | Fuller Multi-Strategy Fund CI Ltd | 2014-03-27 | 229.4 | |
| HF | Fuller Credit Fund LP | [2013-11-15] | 3.1 | 40.3 |
| HF | Fuller Endowment Fund LP | [2013-11-15] | 196.2 | 0.8 |
| HF | Fuller Foundation Fund LP | 2013-11-15 | 1.4 | |
| HF | Fuller Global Macro Fund LP | 2013-11-15 | 2.9 | |
| HF | Fuller Long/Short Equity Fund LP | 2013-11-15 | 31.5 | |
| PE | Fuller Private Equity Fund LP | [2013-11-15] | 1.4 | 0.3 |
| HF | MBM Partners Trust III LP | [2013-11-15] | 150.7 | 27.1 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 51 | 16.7 |
| (b) Individuals (high net worth individuals) | 17 | 38.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 166.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 2 | 8.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 71 | 230.3 |
| By Discretionary | ||
| Discretionary | 71 | 230.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 71 | 230.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 230.3 | |
| Total | 71 | 230.3 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Thomas Harbolt | 23 | ||
| Mark Wentzien | 9 | ||
| Evan Pan | 6 | ||
| Daniel Cooper | 7 | ||
| Fuller Investment Management Company | 4 | ||
| Martin Liu | 3 | ||
| MBM Partners Inc | 2 | ||
| Mbm Partners Inc | 2 | ||
| NA Mbm Partners Inc | 1 |
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