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| Fuller Investment Management Company
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|---|---|
| CRD # | 167467 |
| SEC # | 801-78317 |
| CIK # | |
| AUM | 264.5 M (2026-02-19) |
| Employees | 9 (33% Investors, 0% Brokers) |
| Phone | 626-765-8450 |
| Address | 135 North Oakland Avenue Pasadena, CA 91182 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Fuller Endowment Fund LLC | 2019-03-25 | 189.2 M | |
| HF | Fuller Multi-Strategy Fund CI Ltd | 2014-03-27 | 229.4 M | |
| HF | Fuller Credit Fund LP | [2013-11-15] | 3.1 M | 40.3 M |
| Filed 2016-08-08 (D/A) · Exemption 506(b), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Fuller Endowment Fund LP | [2013-11-15] | 196.2 M | 0.8 M |
| Filed 2016-07-25 (D/A) · Exemption 506(b), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Fuller Foundation Fund LP | 2013-11-15 | 1.4 M | |
| HF | Fuller Global Macro Fund LP | 2013-11-15 | 2.9 M | |
| HF | Fuller Long/Short Equity Fund LP | 2013-11-15 | 31.5 M | |
| PE | Fuller Private Equity Fund LP | [2013-11-15] | 1.4 M | 0.3 M |
| Offered $1,402,200 · Filed 2019-12-09 (D/A) · Exemption 506(b) · Minimum $100,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | MBM Partners Trust III LP | [2013-11-15] | 150.7 M | 27.1 M |
| Filed 2013-07-25 (D/A) · Exemption 506, 3(c)(1), 3(c) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 49 | 16.7 |
| (b) Individuals (high net worth individuals) | 20 | 48.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 189.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 3 | 10.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 79 | 264.5 |
| By Discretionary | ||
| Discretionary | 79 | 264.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 79 | 264.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.5 | |
| United States Persons | 264.0 | |
| Total | 79 | 264.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Thomas Harbolt | Executive Officer | 23 | 3 | |
| Mark Wentzien | Executive Officer | 9 | 3 | |
| Evan Pan | Executive Officer | 6 | 3 | |
| Daniel Cooper | Executive Officer | 8 | 2 | |
| Fuller Investment Management Company | Executive Officer | 4 | 2 | |
| Martin Liu | Executive Officer | 3 | 1 | |
| Mbm Partners Inc | Executive Officer | 2 | 1 | |
| Mbm Partners Inc | Executive Officer | 2 | 1 | |
| NA Mbm Partners Inc | Executive Officer | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.3B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund, Private Equity |
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