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| Open Field Capital LLC
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|
|---|---|
| CRD # | 136313 |
| SEC # | 801-64621 |
| CIK # | 0001597966 |
| AUM | $135.4 MM (2024-03-28) |
| Employees | 4 (100% Investors, 0% Brokers) |
| Phone | 646-380-6611 |
| Address | 1140 Avenue of The Americas, 9th Floor New York, NY 10036-5803 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | Emerging Technologies Fund III LLC | [2020-03-30] | 9.0 | 30.6 |
| PE | Emerging Technologies Fund III LP | [2020-03-30] | 2.8 | 6.4 |
| PE | Emerging Technologies Fund II LLC | [2016-03-24] | 9.0 | 6.6 |
| PE | Emerging Technologies Fund II LP | [2016-03-24] | 2.8 | 1.8 |
| PE | OFPP LLC | [2012-03-30] | 42.8 | 26.6 |
| HF | Open Field Investors Cayman Limited | [2012-03-30] | 0.5 | 3.4 |
| HF | Open Field Investors LP | [2012-03-30] | 12.8 | 4.0 |
| HF | Open Field Investors Master Fund Cayman LP | 2012-03-30 | 10.8 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 4 | 9.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 63.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 1 | 1.8 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 2 | 60.0 |
| Total | 12 | 135.4 |
| By Discretionary | ||
| Discretionary | 12 | 135.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 12 | 135.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 8.3 | |
| United States Persons | 127.2 | |
| Total | 12 | 135.4 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Ronan Guilfoyle | 345 | ||
| Roger Hanson | 255 | ||
| See Clarification See Clarification | 128 | ||
| Marc Weiss | 8 | ||
| James Stableford | 2 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001597966] |
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CA | 0.2 |
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TX | 0.1 |