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| Happy Holidays!! thanks for using AUM13F!! |
| GAM USA Inc
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| CRD # | 110458 |
| SEC # | 801-35671 |
| CIK # | 0001093190 |
| AUM | $1.1 B (2025-03-31) |
| Employees | 11 (36% Investors, 45% Brokers) |
| Phone | 212-407-4600 |
| Address | 600 Fifth Avenue New York, NY 10020 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| SA | GAM Global Special Situations | 2025-03-31 | 32.2 | |
| SA | GAM Multibond ABS Pool | 2023-03-31 | 5.0 | |
| SA | GAM Star MBS Total Return | 2023-03-31 | 276.8 | |
| Other | GAM Opportunistic Credit Fund LP | [2018-03-29] | 29.0 | 20.3 |
| HF | GAM Beachwood Total Return Master Fund | [2015-03-31] | 45.3 | 7.9 |
| HF | GAM Divergent Trading Inc | [2014-03-28] | 93.0 | 101.7 |
| HF | GAM Institutional Diversity Inc | 2012-03-30 | 108.6 | |
| HF | GAM US Institutional Multi-Arbitrage Plus Inc | [2012-03-30] | 2.5 | 84.8 |
| HF | GAM US Institutional Trading II LP | [2012-03-30] | 174.7 | 20.7 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 0.3 |
| (g) Pension and profit sharing plans | 2 | 0.5 |
| (h) Charitable organizations | 1 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 1 | 0.2 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 11 | 1.1 |
| By Discretionary | ||
| Discretionary | 11 | 1.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 11 | 1.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.3 | |
| United States Persons | 0.8 | |
| Total | 11 | 1.1 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| GAM Limited | 9 | ||
| Maxwell Quin | 30 | ||
| Andrew Hanges | 26 | ||
| Jozef Hendriks | 19 | ||
| GAM International Management Limited | 7 | ||
| GAM USA Inc | 11 | ||
| GAM Fund Management Limited | 5 | ||
| Jozef Hendricks | 3 |
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|---|---|---|
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1.2 | |
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